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Dimensional National Municipal Bond ETF

70 hedge funds and large institutions have $287M invested in Dimensional National Municipal Bond ETF in 2022 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 35 increasing their positions, 13 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

183% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 6

169% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 13

150% more funds holding in top 10

Funds holding in top 10: 25 (+3)

107% more capital invested

Capital invested by funds: $139M → $287M (+$148M)

19% more funds holding

Funds holding: 5970 (+11)

16.52% more ownership

Funds ownership: 40.36%56.88% (+17%)

Holders
70
Holders Change
+11
Holders Change %
+18.64%
% of All Funds
1.21%
Holding in Top 10
5
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+150%
% of All Funds
0.09%
New
17
Increased
35
Reduced
13
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SFA
1
Sequoia Financial Advisors
Ohio
$80.5M +$83M +1,725,207 New
PFO
2
Pathstone Family Office
New Jersey
$72.4M +$73.9M +1,535,295 +9,614%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$18.1M +$11.4M +237,384 +158%
RRC
4
Relaxing Retirement Coach
Massachusetts
$11.4M +$854K +17,744 +8%
AssetMark Inc
5
AssetMark Inc
California
$9.27M +$7.73M +160,609 +422%
RCA
6
Resonant Capital Advisors
Wisconsin
$7.86M -$1.92M -39,905 -19%
LPL Financial
7
LPL Financial
California
$7.61M +$319K +6,623 +4%
PWM
8
PBMares Wealth Management
Virginia
$6.24M +$1.7M +35,265 +36%
AC
9
Apella Capital
Connecticut
$5.05M +$1.57M +32,652 +43%
CFO
10
Collective Family Office
Pennsylvania
$4.72M +$1.33M +27,571 +37%
API
11
Advisor Partners II
California
$4.24M +$4.37M +90,927 New
RVPG
12
Relative Value Partners Group
$3.79M +$3.91M +81,350 New
OMC
13
Old Mission Capital
Illinois
$3.44M +$3.55M +73,687 New
CL
14
CPWM LLC
Washington
$3.08M +$99.3K +2,064 +3%
CWR
15
Chico Wealth RIA
California
$2.76M -$16M -332,426 -85%
PAG
16
Private Advisor Group
New Jersey
$2.71M +$760K +15,798 +37%
Jane Street
17
Jane Street
New York
$2.7M -$31.8M -660,044 -92%
MG
18
Mather Group
Illinois
$2.67M +$857K +17,803 +45%
DPI
19
Diversified Portfolios Inc
Michigan
$2.42M -$1.67M -34,801 -40%
PFM
20
Phillips Financial Management
Indiana
$2.34M +$607K +12,615 +34%
LCM
21
Liberty Capital Management
Michigan
$2.23M +$19.7K +409 +0.9%
MWM
22
Mattern Wealth Management
Kansas
$2.15M +$1.37M +28,435 +160%
RWM
23
Rockwood Wealth Management
Pennsylvania
$2.15M +$1.36M +28,282 +159%
MW
24
MBL Wealth
North Carolina
$1.74M +$1.79M +37,275 New
EIA
25
Eldridge Investment Advisors
New Hampshire
$1.73M +$1.36M +28,332 +323%

DFNM Hedge Fund Activity: Q3 2022 in Review

70 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Dimensional National Municipal Bond ETF (DFNM) for Q3 2022, worth a combined $287M — up 107% from $139M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new DFNM positions and 6 closed out — a net gain of 11 holders — while 35 added to existing stakes and 13 trimmed.

The largest buyer was Sequoia Financial Advisors, opening a new position worth an estimated $83M. The largest seller was Jane Street, cutting an estimated $31.8M.

  • 70 institutional investors held Dimensional National Municipal Bond ETF (DFNM) as of Q3 2022, up from 59 in Q2 2022.
  • Funds reported $287M of Dimensional National Municipal Bond ETF stock for Q3 2022, up 107% quarter-over-quarter.
  • 17 funds opened new Dimensional National Municipal Bond ETF positions in Q3 2022 and 6 closed out, a net change of +11 holders.
  • The largest Dimensional National Municipal Bond ETF buyer in Q3 2022 was Sequoia Financial Advisors, an estimated $83M added.
  • The largest Dimensional National Municipal Bond ETF seller in Q3 2022 was Jane Street, an estimated $31.8M sold.

Based on aggregated 13F filings for Q3 2022.