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ProShares Ultra Dow30

25 hedge funds and large institutions have $13.2M invested in ProShares Ultra Dow30 in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 5 increasing their positions, 5 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

27% more call options, than puts

Call options by funds: $6.19M | Put options by funds: $4.87M

4% more funds holding

Funds holding: 2425 (+1)

0% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 5

6.89% less ownership

Funds ownership: 78.35%71.45% (-6.9%)

18% less capital invested

Capital invested by funds: $16.2M → $13.2M (-$2.94M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
25
Holders Change
+1
Holders Change %
+4.17%
% of All Funds
0.81%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
7
Increased
5
Reduced
5
Closed
5
Calls
$6.19M
Puts
$4.87M
Net Calls
+$1.32M
Net Calls Change
+$1.61M
Name Holding Trade Value Shares
Change
Change in
Stake
TRCT
1
Tower Research Capital (TRC)
New York
$2.2M +$2.24M +275,928 +229,940%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$1.9M +$1.94M +238,620 New
JT
3
Jump Trading
Illinois
$1.64M -$469K -57,780 -22%
LPL Financial
4
LPL Financial
California
$994K -$146K -18,000 -13%
CAM
5
CMT Asset Management
Illinois
$955K +$110K +13,608 +13%
AIG
6
American International Group
New York
$901K +$615K +75,792 +202%
TH
7
Timber Hill
Connecticut
$894K +$285K +35,172 +46%
CICI
8
Capital Investment Counsel Inc
North Carolina
$685K
VKH
9
Virtu KCG Holdings
New York
$588K +$599K +73,872 New
ACP
10
Aviance Capital Partners
Florida
$571K +$582K +71,700 New
TFA
11
Toth Financial Advisory
Virginia
$514K
RCM
12
Rotella Capital Management
Washington
$506K +$516K +63,600 New
Goldman Sachs
13
Goldman Sachs
New York
$437K +$161K +19,800 +56%
RCAG
14
Rehmann Capital Advisory Group
Michigan
$286K
Bank of America
15
Bank of America
North Carolina
$48K -$119K -14,640 -71%
FAM
16
Formidable Asset Management
Ohio
$29K +$29.2K +3,600 New
U
17
UBS
Switzerland
$27K +$27.4K +3,372 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$26K -$48.7K -6,000 -65%
Wells Fargo
19
Wells Fargo
California
$19K -$52.4K -6,456 -73%
MFS
20
MSI Financial Services
Massachusetts
$13K
EU
21
Emory University
Georgia
$7K
Citigroup
22
Citigroup
New York
$7K +$7.01K +864 New
AC
23
Alexandria Capital
Virginia
$3K
HRIA
24
Haberer Registered Investment Advisor
Ohio
$1K
RIA
25
Regal Investment Advisors
Michigan
-$4.35M -567,312 Closed

DDM Hedge Fund Activity: Q3 2013 in Review

25 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in ProShares Ultra Dow30 (DDM) for Q3 2013, worth a combined $13.2M — down 18% from $16.2M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new DDM positions and 5 closed out — a net gain of 2 holders — while 5 added to existing stakes and 5 trimmed.

The largest buyer was Tower Research Capital (TRC), adding an estimated $2.24M. The largest seller was Regal Investment Advisors, exiting entirely with an estimated $4.35M sold.

  • 25 institutional investors held ProShares Ultra Dow30 (DDM) as of Q3 2013, up from 24 in Q2 2013.
  • Funds reported $13.2M of ProShares Ultra Dow30 stock for Q3 2013, down 18% quarter-over-quarter.
  • 7 funds opened new ProShares Ultra Dow30 positions in Q3 2013 and 5 closed out, a net change of +2 holders.
  • The largest ProShares Ultra Dow30 buyer in Q3 2013 was Tower Research Capital (TRC), an estimated $2.24M added.
  • The largest ProShares Ultra Dow30 seller in Q3 2013 was Regal Investment Advisors, an estimated $4.35M sold.

Based on aggregated 13F filings for Q3 2013.