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First Trust Exchange-Traded Fund VI First Trust Dorsey Wright Momentum & Dividend ETF
DDIV

Name Holding Trade Value Shares
Change 		Change in
Stake
MML Investors Services
1
MML Investors Services
Massachusetts
$7.25M -$3.97M -163,118 -29%
LPL Financial
2
LPL Financial
California
$4.42M +$504K +20,702 +9%
Bank of America
3
Bank of America
North Carolina
$1.8M -$219K -8,992 -8%
AWM
4
Affinity Wealth Management
Delaware
$766K +$979K +40,179 New
MIAN
5
Mariner Independent Advisor Network
Kansas
$621K +$905K +37,142 New
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$463K +$544K +22,318 +637%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$346K +$471K +19,338 New
Morgan Stanley
8
Morgan Stanley
New York
$304K +$9.92K +407 +2%
Truist Financial
9
Truist Financial
North Carolina
$301K -$3.49M -143,160 -90%
RJA
10
Raymond James & Associates
Florida
$234K +$319K +13,081 New
Rockefeller Capital Management
11
Rockefeller Capital Management
New York
$200K -$517K -21,205 -66%
SPIA
12
Steward Partners Investment Advisory
New York
$115K – – –
Osaic Holdings
13
Osaic Holdings
Arizona
$53K +$73.5K +3,017 New
AIC
14
Ameritas Investment Company
Nebraska
$22K +$31.4K +1,289 New
UBS Group
15
UBS Group
Switzerland
$14K +$19.3K +790 New
TRCT
16
Tower Research Capital (TRC)
New York
$10K +$8.72K +358 +158%
CFGS
17
Concourse Financial Group Securities
Alabama
$9K – – –
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$3K – – –
Citadel Advisors
19
Citadel Advisors
Florida
– -$376K -14,170 Closed
SPC
20
Sigma Planning Corp
Michigan
– -$329K -12,381 Closed
Jane Street
21
Jane Street
New York
– -$268K -10,089 Closed
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
– -$229K -8,637 Closed
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
– -$202K -7,613 Closed
GWM
24
Geneos Wealth Management
Colorado
– -$127K -4,800 Closed
DWM
25
Darwin Wealth Management
Florida
– +$658 +27 New