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Innovator Equity Dual Directional 15 Buffer ETF - January

Name Holding Trade Value Shares
Change
Change in
Stake
CPCM
26
Cardinal Point Capital Management
Ontario, Canada
$419K – – –
Aptus Capital Advisors
27
Aptus Capital Advisors
Alabama
$371K – – –
GWANC
28
Guardian Wealth Advisors (North Carolina)
North Carolina
$371K – – –
Independent Financial Group
29
Independent Financial Group
California
$348K +$343K +17,615 New
KWS
30
Keystone Wealth Services
California
$327K – – –
Allworth Financial
31
Allworth Financial
California
$314K -$45.5M -2,334,792 -99%
SIA
32
Soltis Investment Advisors
Utah
$309K – – –
DFA
33
DHJJ Financial Advisors
Illinois
$289K +$8.48K +435 +3%
Kingsview Wealth Management
34
Kingsview Wealth Management
Oregon
$284K – – –
Principal Securities
35
Principal Securities
Iowa
$276K – – –
Citadel Advisors
36
Citadel Advisors
Florida
$254K +$251K +12,872 New
Harbour Investments
37
Harbour Investments
Wisconsin
$247K -$2.18M -111,731 -90%
VWA
38
Visionary Wealth Advisors
Illinois
$241K – – –
SEP
39
Southland Equity Partners
Missouri
$221K – – –
CF
40
Centaurus Financial
California
$170K +$168K +8,603 New
IAAG
41
Innovative Asset Advisors Group
Connecticut
$159K +$157K +8,046 New
CIA
42
Cape Investment Advisory
Georgia
$153K +$151K +7,742 New
Arax Advisory Partners
43
Arax Advisory Partners
Colorado
$103K +$101K +5,200 New
PWA
44
Physician Wealth Advisors
Utah
$98.8K – – –
UBS Group
45
UBS Group
Switzerland
$80.6K +$66.9K +3,431 +533%
AE Wealth Management
46
AE Wealth Management
Kansas
$29.4K +$12.6K +646 +77%
Waverly Advisors
47
Waverly Advisors
Alabama
$20.7K – – –
Steward Partners Investment Advisory
48
Steward Partners Investment Advisory
New York
$19.8K – – –
Osaic Holdings
49
Osaic Holdings
Arizona
$14.8K – – –
IFP Advisors
50
IFP Advisors
Florida
$8.52K +$214 +11 +3%