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Invesco DB Base Metals Fund

48 hedge funds and large institutions have $116M invested in Invesco DB Base Metals Fund in 2013 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 8 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

362% more call options, than puts

Call options by funds: $60K | Put options by funds: $13K

33% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 6

2% more funds holding

Funds holding: 4748 (+1)

1.53% less ownership

Funds ownership: 44.35%42.82% (-1.5%)

21% less capital invested

Capital invested by funds: $146M → $116M (-$30.2M)

47% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 15

Holders
48
Holders Change
+1
Holders Change %
+2.13%
% of All Funds
1.56%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
8
Reduced
15
Closed
6
Calls
$60K
Puts
$13K
Net Calls
+$47K
Net Calls Change
+$96K
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$44.2M -$4.37M -262,800 -9%
CSIA
2
Charles Schwab Investment Advisory
California
$22.4M -$16.4M -986,446 -42%
GLI
3
Guardian Life Insurance
New York
$16M +$615K +36,954 +4%
HSBC Holdings
4
HSBC Holdings
United Kingdom
$6.21M +$6.17M +371,090 New
SI
5
Stephens Inc
Arkansas
$4M -$44.8K -2,695 -1%
Morgan Stanley
6
Morgan Stanley
New York
$3.8M -$781K -46,969 -17%
EA
7
Evanston Advisors
Illinois
$3.23M +$9K +541 +0.3%
U
8
UBS
Switzerland
$3.07M +$7.94K +477 +0.3%
Wells Fargo
9
Wells Fargo
California
$2.64M +$638K +38,351 +32%
HMC
10
Harvard Management Company
Massachusetts
$2.64M +$33.6K +2,022 +1%
Deutsche Bank
11
Deutsche Bank
Germany
$959K
CS
12
Credit Suisse
Switzerland
$924K -$77.1K -4,633 -8%
SG Americas Securities
13
SG Americas Securities
New York
$892K +$887K +53,298 New
Jane Street
14
Jane Street
New York
$738K -$2.05M -123,353 -74%
VF
15
Virtu Financial
New York
$668K -$372K -22,346 -36%
SI
16
SII Investments
Wisconsin
$509K +$6.99K +420 +1%
AssetMark Inc
17
AssetMark Inc
California
$449K +$447K +26,854 New
BCI
18
Brinker Capital Investments
Pennsylvania
$368K
HI
19
Hudock Inc
Pennsylvania
$338K
Goldman Sachs
20
Goldman Sachs
New York
$287K -$50 -3 -0%
RG
21
Rathbones Group
United Kingdom
$242K +$241K +14,493 New
OC
22
Oppenheimer & Co
New York
$236K
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$202K -$15.8K -951 -7%
WF
24
Welch & Forbes
Massachusetts
$176K +$4.99K +300 +3%
Citigroup
25
Citigroup
New York
$121K -$9.65K -580 -7%

DBB Hedge Fund Activity: Q3 2013 in Review

48 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Invesco DB Base Metals Fund (DBB) for Q3 2013, worth a combined $116M — down 21% from $146M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new DBB positions and 6 closed out — a net gain of 2 holders — while 8 added to existing stakes and 15 trimmed.

The largest buyer was HSBC Holdings, opening a new position worth an estimated $6.17M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $16.4M.

  • 48 institutional investors held Invesco DB Base Metals Fund (DBB) as of Q3 2013, up from 47 in Q2 2013.
  • Funds reported $116M of Invesco DB Base Metals Fund stock for Q3 2013, down 21% quarter-over-quarter.
  • 8 funds opened new Invesco DB Base Metals Fund positions in Q3 2013 and 6 closed out, a net change of +2 holders.
  • The largest Invesco DB Base Metals Fund buyer in Q3 2013 was HSBC Holdings, an estimated $6.17M added.
  • The largest Invesco DB Base Metals Fund seller in Q3 2013 was Charles Schwab Investment Advisory, an estimated $16.4M sold.

Based on aggregated 13F filings for Q3 2013.