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Invesco DB Base Metals Fund
DBB

56 hedge funds and large institutions have $170M invested in Invesco DB Base Metals Fund in 2014 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 17 increasing their positions, 16 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 8

10% more funds holding

Funds holding: 51 → 56 (+5)

9% more capital invested

Capital invested by funds: $156M → $170M (+$14.3M)

1.99% more ownership

Funds ownership: 49.92% → 51.91% (+2%)

6% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 16

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

46% less call options, than puts

Call options by funds: $448K | Put options by funds: $831K

Holders
56
Holders Change
+5
Holders Change %
+9.8%
% of All Funds
1.63%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
13
Increased
17
Reduced
16
Closed
8
Calls
$448K
Puts
$831K
Net Calls
-$383K
Net Calls Change
-$1.6M

Top Buyers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
+$14M
2
AIM
Astor Investment Management
Illinois
+$12.3M
3
CC
Curian Capital
Colorado
+$8.13M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$7.63M
5
Wells Fargo
Wells Fargo
California
+$7.6M

Top Sellers

Rank Fund Capital Flow
1
CSIA
Charles Schwab Investment Advisory
California
-$29.6M
2
U
UBS
Switzerland
-$10.5M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$1.3M
4
GLI
Guardian Life Insurance
New York
-$1.05M
5
QA
Quintium Advisors
Tennessee
-$557K
Name Holding Trade Value Shares
Change 		Change in
Stake
Canada Life
51
Canada Life
Manitoba, Canada
$5K – – –
MA
52
MUFG Americas
New York
$4K – – –
NFG
53
Next Financial Group
Texas
$2K +$1.75K +100 New
AIG
54
American International Group
New York
$1.69K -$7.46K -426 -81%
HR
55
Howe & Rusling
New York
$1K – – –
Manulife (Manufacturers Life Insurance)
56
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$21 +$21.2K +1,213 New
CSIA
57
Charles Schwab Investment Advisory
California
– -$29.6M -1,745,124 Closed
SC
58
Sumit Capital
New York
– -$203K -11,940 Closed
BCM
59
Brookstone Capital Management
Illinois
– -$181K -10,676 Closed
USGIU
60
U.S. Global Investors (USGI)
Texas
– -$114K -6,800 Closed
SFSIG
61
San Francisco Sentry Investment Group
California
– -$36K -2,098 Closed
BBHC
62
Brown Brothers Harriman & Co
New York
– -$26K -1,513 Closed
Bank of America
63
Bank of America
North Carolina
– -$3K -200 Closed
S
64
SignatureFD
Georgia
– -$2K -113 Closed
1 2
3

DBB Hedge Fund Activity: Q3 2014 in Review

56 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Invesco DB Base Metals Fund (DBB) for Q3 2014, worth a combined $170M — up 9.2% from $156M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new DBB positions and 8 closed out — a net gain of 5 holders — while 17 added to existing stakes and 16 trimmed.

The largest buyer was Invesco, adding an estimated $14M. The largest seller was Charles Schwab Investment Advisory, exiting entirely with an estimated $29.6M sold.

  • 56 institutional investors held Invesco DB Base Metals Fund (DBB) as of Q3 2014, up from 51 in Q2 2014.
  • Funds reported $170M of Invesco DB Base Metals Fund stock for Q3 2014, up 9.2% quarter-over-quarter.
  • 13 funds opened new Invesco DB Base Metals Fund positions in Q3 2014 and 8 closed out, a net change of +5 holders.
  • The largest Invesco DB Base Metals Fund buyer in Q3 2014 was Invesco, an estimated $14M added.
  • The largest Invesco DB Base Metals Fund seller in Q3 2014 was Charles Schwab Investment Advisory, an estimated $29.6M sold.

Based on aggregated 13F filings for Q3 2014.