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Invesco DB Base Metals Fund
DBB

48 hedge funds and large institutions have $116M invested in Invesco DB Base Metals Fund in 2013 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 8 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

362% more call options, than puts

Call options by funds: $60K | Put options by funds: $13K

33% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 6

2% more funds holding

Funds holding: 47 → 48 (+1)

1.53% less ownership

Funds ownership: 44.35% → 42.82% (-1.5%)

21% less capital invested

Capital invested by funds: $146M → $116M (-$30.2M)

47% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 15

Holders
48
Holders Change
+1
Holders Change %
+2.13%
% of All Funds
1.56%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
8
Reduced
15
Closed
6
Calls
$60K
Puts
$13K
Net Calls
+$47K
Net Calls Change
+$96K

Top Buyers

Rank Fund Capital Flow
1
HSBC Holdings
HSBC Holdings
United Kingdom
+$6.17M
2
SG Americas Securities
SG Americas Securities
New York
+$887K
3
Wells Fargo
Wells Fargo
California
+$638K
4
GLI
Guardian Life Insurance
New York
+$615K
5
RG
Rathbones Group
United Kingdom
+$241K

Top Sellers

Rank Fund Capital Flow
1
CSIA
Charles Schwab Investment Advisory
California
-$16.4M
2
BUB
BBVA USA Bancshares
Texas
-$5.16M
3
Invesco
Invesco
Georgia
-$4.37M
4
NYLIM
New York Life Investment Management
New York
-$4.1M
5
Jane Street
Jane Street
New York
-$2.05M
Name Holding Trade Value Shares
Change 		Change in
Stake
PNC Financial Services Group
26
PNC Financial Services Group
Pennsylvania
$116K – – –
BPBT
27
Boston Private Bank & Trust
Massachusetts
$97K – – –
M
28
MOTCO
Texas
$92K – – –
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$66K -$3.33K -200 -5%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$50K -$57.7K -3,468 -54%
Bank of America
31
Bank of America
North Carolina
$42K – – –
PSUF
32
People's United Financial
Connecticut
$41K -$20K -1,200 -33%
SFSIG
33
San Francisco Sentry Investment Group
California
$35K – – –
Ameriprise
34
Ameriprise
Minnesota
$31K – – –
Creative Planning
35
Creative Planning
Kansas
$26K +$18.9K +1,136 +275%
MAS
36
Madden Advisory Services
Florida
$25K -$1.66K -100 -6%
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$25K – – –
US Bancorp
38
US Bancorp
Minnesota
$17K -$7.6K -457 -31%
PSI
39
Pinnacle Summer Investments
Virginia
$17K – – –
AIG
40
American International Group
New York
$8.8K – – –
LFR
41
Lehman Financial Resources
Pennsylvania
$8K – – –
MFS
42
MSI Financial Services
Massachusetts
$8K – – –
Canada Life
43
Canada Life
Manitoba, Canada
$5K +$4.99K +300 New
FANJ
44
Financial Architects (New Jersey)
New Jersey
$3K +$2.6K +156 New
Parallax Volatility Advisers
45
Parallax Volatility Advisers
California
$3K +$3.19K +192 New
FTUS
46
Flow Traders U.S.
New York
$2K – – –
HR
47
Howe & Rusling
New York
$1K – – –
ECM
48
Estabrook Capital Management
New York
$351 +$349 +21 New
BUB
49
BBVA USA Bancshares
Texas
– -$5.16M -319,123 Closed
NYLIM
50
New York Life Investment Management
New York
– -$4.1M -253,798 Closed
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DBB Hedge Fund Activity: Q3 2013 in Review

48 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Invesco DB Base Metals Fund (DBB) for Q3 2013, worth a combined $116M — down 21% from $146M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new DBB positions and 6 closed out — a net gain of 2 holders — while 8 added to existing stakes and 15 trimmed.

The largest buyer was HSBC Holdings, opening a new position worth an estimated $6.17M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $16.4M.

  • 48 institutional investors held Invesco DB Base Metals Fund (DBB) as of Q3 2013, up from 47 in Q2 2013.
  • Funds reported $116M of Invesco DB Base Metals Fund stock for Q3 2013, down 21% quarter-over-quarter.
  • 8 funds opened new Invesco DB Base Metals Fund positions in Q3 2013 and 6 closed out, a net change of +2 holders.
  • The largest Invesco DB Base Metals Fund buyer in Q3 2013 was HSBC Holdings, an estimated $6.17M added.
  • The largest Invesco DB Base Metals Fund seller in Q3 2013 was Charles Schwab Investment Advisory, an estimated $16.4M sold.

Based on aggregated 13F filings for Q3 2013.