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AdvisorShares Focused Equity ETF

17 hedge funds and large institutions have $9.45M invested in AdvisorShares Focused Equity ETF in 2023 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 4 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 4

0% more funds holding

Funds holding: 1717 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

1.33% less ownership

Funds ownership: 14.56%13.23% (-1.3%)

8% less capital invested

Capital invested by funds: $10.3M → $9.45M (-$832K)

Holders
17
Holders Change
Holders Change %
0%
% of All Funds
0.27%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
6
Reduced
4
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$2.33M +$112K +2,055 +5%
Osaic Holdings
2
Osaic Holdings
Arizona
$1.33M +$68.2K +1,256 +5%
ZIMP
3
Zimmermann Investment Management & Planning
Pennsylvania
$1.06M +$472K +8,695 +75%
CAN
4
Cetera Advisor Networks
California
$1.03M -$4.51K -83 -0.4%
CIBC World Market
5
CIBC World Market
Ontario, Canada
$851K +$886K +16,309 New
Cerity Partners
6
Cerity Partners
New York
$739K -$21.7K -400 -3%
SCM
7
Spreng Capital Management
Ohio
$570K -$22.1K -407 -4%
CFGS
8
Concourse Financial Group Securities
Alabama
$364K +$13.7K +252 +4%
AWM
9
AE Wealth Management
Kansas
$338K +$35.1K +647 +11%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$320K +$111K +2,047 +50%
KA
11
Kovack Advisors
Florida
$227K +$237K +4,354 New
IF
12
IRON Financial
Illinois
$209K
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$47K -$46.7K -860 -49%
Carson Wealth (CWM LLC)
14
Carson Wealth (CWM LLC)
Nebraska
$21K
NA
15
NewEdge Advisors
Louisiana
$10.4K
UBS Group
16
UBS Group
Switzerland
$4.75K +$4.94K +91 New
Morgan Stanley
17
Morgan Stanley
New York
$2.14K +$2.23K +41 New
Wells Fargo
18
Wells Fargo
California
$15
FEM
19
Fulcrum Equity Management
Texas
-$1.5M -27,885 Closed
LCGC
20
Legacy Capital Group California
California
-$539K -9,984 Closed
HF
21
HRT Financial
New York
-$300K -5,579 Closed
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
-$486 -9 Closed

CWS Hedge Fund Activity: Q3 2023 in Review

17 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in AdvisorShares Focused Equity ETF (CWS) for Q3 2023, worth a combined $9.45M — down 8.1% from $10.3M a quarter earlier.

Fund positioning in CWS was balanced in Q3 2023: 4 funds opened new positions, 4 closed out, 6 added to existing stakes and 4 trimmed.

The largest buyer was CIBC World Market, opening a new position worth an estimated $886K. The largest seller was Fulcrum Equity Management, exiting entirely with an estimated $1.5M sold.

  • 17 institutional investors held AdvisorShares Focused Equity ETF (CWS) as of Q3 2023, unchanged from Q2 2023.
  • Funds reported $9.45M of AdvisorShares Focused Equity ETF stock for Q3 2023, down 8.1% quarter-over-quarter.
  • 4 funds opened new AdvisorShares Focused Equity ETF positions in Q3 2023 and 4 closed out, a net change of 0 holders.
  • The largest AdvisorShares Focused Equity ETF buyer in Q3 2023 was CIBC World Market, an estimated $886K added.
  • The largest AdvisorShares Focused Equity ETF seller in Q3 2023 was Fulcrum Equity Management, an estimated $1.5M sold.

Based on aggregated 13F filings for Q3 2023.