|
1051
|
Traub Capital Management
Needham,
Massachusetts
|
–
|
-$215K
|
-3,510
|
Closed
|
|
|
1052
|
Highview Capital Management
Buffalo Grove,
Illinois
|
–
|
-$215K
|
-3,500
|
Closed
|
|
|
1053
|
Moody Lynn & Lieberson
Boston,
Massachusetts
|
–
|
-$214K
|
-3,492
|
Closed
|
|
|
1054
|
|
–
|
-$214K
|
-3,481
|
Closed
|
|
|
1055
|
Prime Capital Investment Advisors
Overland Park,
Kansas
|
–
|
-$213K
|
-3,479
|
Closed
|
|
|
1056
|
GTS Securities
Miami,
Florida
|
–
|
-$213K
|
-3,477
|
Closed
|
|
|
1057
|
Jeppson Wealth Management
Manhattan Beach,
California
|
–
|
-$210K
|
-3,419
|
Closed
|
|
|
1058
|
Applied Finance Capital Management
San Juan,
Puerto Rico
|
–
|
-$204K
|
-3,327
|
Closed
|
|
|
1059
|
Patton Fund Management
Dallas,
Texas
|
–
|
-$201K
|
-3,270
|
Closed
|
|
|
1060
|
Supplemental Annuity Collective Trust (SACT) of New Jersey
Trenton,
New Jersey
|
–
|
-$200K
|
-3,268
|
Closed
|
|
|
1061
|
Independent Advisor Alliance
Charlotte,
North Carolina
|
–
|
-$200K
|
-3,262
|
Closed
|
|
|
1062
|
Summit Financial
Parsippany,
New Jersey
|
–
|
-$200K
|
-3,262
|
Closed
|
|
|
1063
|
Resources Management Corp
West Hartford,
Connecticut
|
–
|
-$196K
|
-3,195
|
Closed
|
|
|
1064
|
|
–
|
-$123K
|
-2,000
|
Closed
|
|
|
1065
|
Root Financial Partners
Encinitas,
California
|
–
|
-$96.7K
|
-1,576
|
Closed
|
|
|
1066
|
True Link Financial Advisors
San Francisco,
California
|
–
|
-$85.9K
|
-1,400
|
Closed
|
|
|
1067
|
Wall Street Financial Group
Carlinville,
Illinois
|
–
|
-$67.4K
|
-1,098
|
Closed
|
|
|
1068
|
WFA of San Diego
San Diego,
California
|
–
|
-$61.4K
|
-1,000
|
Closed
|
|
|
1069
|
Missouri Trust & Investment Company
Springfield,
Missouri
|
–
|
-$53.4K
|
-870
|
Closed
|
|
|
1070
|
Timothy G. Youngquist 2020 Irrevocable Trust
Fort Myers,
Florida
|
–
|
-$43.7K
|
-713
|
Closed
|
|
|
1071
|
Jackson Grant Investment Advisers
Stamford,
Connecticut
|
–
|
-$36.9K
|
-602
|
Closed
|
|
|
1072
|
Twin Peaks Wealth Advisors
Burlingame,
California
|
–
|
-$36.8K
|
-600
|
Closed
|
|
|
1073
|
Signature Equity Partners
Columbus,
Ohio
|
–
|
-$36.7K
|
-599
|
Closed
|
|
|
1074
|
Intentional Wealth Strategies
Colorado Springs,
Colorado
|
–
|
-$32.9K
|
-536
|
Closed
|
|
|
1075
|
Basecamp Wealth Advisors
Bellevue,
Washington
|
–
|
-$32.4K
|
-528
|
Closed
|
|
