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CSP

AMER STRATEGIC INCM PTFL-III
CSP

Delisted

CSP was delisted on the 5th of September, 2014.

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Name Holding Trade Value Shares
Change 		Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
– -$27.6M -3,773,639 Closed
BI
2
Bulldog Investors
New Jersey
– -$16.3M -2,226,702 Closed
RVP
3
Relative Value Partners
Illinois
– -$7.13M -973,700 Closed
IA
4
Icon Advisers
Colorado
– -$6.35M -867,749 Closed
Grantham, Mayo, Van Otterloo & Co (GMO)
5
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
– -$4.39M -600,000 Closed
RCM
6
Rivernorth Capital Management
Florida
– -$2.54M -346,380 Closed
Morgan Stanley
7
Morgan Stanley
New York
– -$1.73M -235,667 Closed
Wells Fargo
8
Wells Fargo
California
– -$1.34M -182,881 Closed
DA
9
Doliver Advisors
Texas
– -$1.17M -159,983 Closed
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
– -$769K -105,039 Closed
WCM
11
Windsor Capital Management
Arizona
– -$736K -100,584 Closed
CIA
12
Capital Investment Advisors
Georgia
– -$236K -26,890 Closed
U
13
UBS
Switzerland
– -$128K -17,474 Closed
SKK
14
Shepherd Kaplan Krochuk
Massachusetts
– -$116K -15,800 Closed
BRWA
15
B. Riley Wealth Advisors
Florida
– -$92.8K -12,675 Closed
FNT
16
First Nebraska Trust
Nebraska
– -$92.7K -12,670 Closed
LCM
17
Landscape Capital Management
New Jersey
– -$88K -12,067 Closed
NFG
18
Next Financial Group
Texas
– -$21K -2,885 Closed
DADC
19
D.A. Davidson & Co
Montana
– -$13K -1,800 Closed
LTFS
20
Ladenburg Thalmann Financial Services
Florida
– -$11K -1,457 Closed
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
– -$10K -1,352 Closed
BCI
22
Brinker Capital Investments
Pennsylvania
– -$9K -1,171 Closed
WA
23
Waverly Advisors
Alabama
– -$9K -1,166 Closed
Bank of America
24
Bank of America
North Carolina
– -$6K -824 Closed
MFS
25
MSI Financial Services
Massachusetts
– -$5K -675 Closed
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