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IndexIQ ETF Trust IQ U.S. Small Cap ETF

Delisted

CSML was delisted on the 22nd of April, 2024.

Name Holding Trade Value Shares
Change
Change in
Stake
New York Life Investment Management
1
New York Life Investment Management
New York
$136M -$14.1M -393,914 -10%
LPL Financial
2
LPL Financial
California
$19.9M -$536K -15,021 -3%
Bank of America
3
Bank of America
North Carolina
$5.32M -$552K -15,477 -10%
Smallwood Wealth Investment Management
4
Smallwood Wealth Investment Management
New Jersey
$3.45M +$26.4K +740 +0.8%
Raymond James & Associates
5
Raymond James & Associates
Florida
$1.81M +$131K +3,669 +8%
Gladstone Institutional Advisory
6
Gladstone Institutional Advisory
Florida
$1.56M +$21.2K +594 +1%
Morgan Stanley
7
Morgan Stanley
New York
$1.33M +$191K +5,351 +18%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.21M -$6.78K -190 -0.6%
Empirical Asset Management
9
Empirical Asset Management
Massachusetts
$884K -$57.8K -1,621 -6%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$553K -$315K -8,834 -37%
Citadel Advisors
11
Citadel Advisors
Florida
$337K -$9.5K -267 -3%
HighTower Advisors
12
HighTower Advisors
Illinois
$247K +$892 +25 +0.4%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$235K – – –
Goldman Sachs
14
Goldman Sachs
New York
$219K -$100K -2,801 -32%
FinTrust Capital Advisors
15
FinTrust Capital Advisors
South Carolina
$51.1K +$21.4K +600 +78%
Tower Research Capital (TRC)
16
Tower Research Capital (TRC)
New York
$27.9K +$6.31K +177 +31%
Osaic Holdings
17
Osaic Holdings
Arizona
$24.6K – – –
Fidelity Investments
18
Fidelity Investments
Massachusetts
$22.8K +$14K +392 +180%
Steward Partners Investment Advisory
19
Steward Partners Investment Advisory
New York
$18.8K – – –
UBS Group
20
UBS Group
Switzerland
$12.1K +$11.6K +325 New
Comerica Bank
21
Comerica Bank
Texas
$9.47K -$107 -3 -1%
Glass Jacobson Investment Advisors
22
Glass Jacobson Investment Advisors
Maryland
$7.46K – – –
GTS Securities
23
GTS Securities
Florida
– -$618K -17,138 Closed
Advisory Services Network
24
Advisory Services Network
Georgia
– -$100K -2,780 Closed