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Invesco S&P Spin-Off ETF

81 hedge funds and large institutions have $228M invested in Invesco S&P Spin-Off ETF in 2014 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 25 increasing their positions, 32 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 9

4% more funds holding

Funds holding: 7881 (+3)

1.04% more ownership

Funds ownership: 36.37%37.4% (+1%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

18% less capital invested

Capital invested by funds: $279M → $228M (-$50.7M)

22% less repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 32

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $519K

Holders
81
Holders Change
+3
Holders Change %
+3.85%
% of All Funds
2.35%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
12
Increased
25
Reduced
32
Closed
9
Calls
Puts
$519K
Net Calls
-$519K
Net Calls Change
-$116K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$41.6M -$6.93M -152,913 -14%
BC
2
Brinker Capital
Pennsylvania
$19.7M -$17.9M -394,100 -47%
BTS
3
BB&T Securities
Virginia
$10.7M -$1.34M -29,550 -56%
HighTower Advisors
4
HighTower Advisors
Illinois
$9.64M +$683K +15,062 +8%
CS
5
Credit Suisse
Switzerland
$8.71M +$3.84M +84,655 +78%
Bank of America
6
Bank of America
North Carolina
$8.61M -$424K -9,354 -5%
ACM
7
Aviance Capital Management
Florida
$8.56M +$339K +7,473 +4%
MCC
8
Mid Continent Capital
Illinois
$8.1M -$430K -9,490 -5%
CCMH
9
Cornerstone Capital Management Holdings
New York
$6.94M +$6.97M +153,733 New
NYLIM
10
New York Life Investment Management
New York
$6.94M +$6.97M +153,733 New
U
11
UBS
Switzerland
$6.82M -$2.75M -60,649 -29%
FANJ
12
Financial Architects (New Jersey)
New Jersey
$6.38M +$290K +6,400 +5%
SGAM
13
Steinberg Global Asset Management
Florida
$6.29M +$420K +9,268 +7%
Wells Fargo
14
Wells Fargo
California
$5.72M -$905K -19,955 -14%
LPL Financial
15
LPL Financial
California
$5.54M -$4.18M -92,083 -43%
IAA
16
Ironsides Asset Advisors
North Carolina
$5.16M +$2.18M +48,170 +73%
CWM
17
Cabot Wealth Management
Massachusetts
$4.31M +$726 +16 +0%
AIG
18
American International Group
New York
$4.06M -$5.36M -118,251 -57%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$4.04M +$2.83M +62,373 +231%
PAIM
20
Punch & Associates Investment Management
Minnesota
$3.42M +$5.53K +122 +0.2%
BCI
21
Brinker Capital Investments
Pennsylvania
$3.34M
NFC
22
Northeast Financial Consultants
Connecticut
$2.99M +$45.4K +1,000 +2%
SG Americas Securities
23
SG Americas Securities
New York
$2.85M -$4.46M -98,407 -61%
Goldman Sachs
24
Goldman Sachs
New York
$2.66M -$917K -20,211 -26%
HA
25
Hamel Associates
New Jersey
$2.46M +$2.17M +47,950 +738%

CSD Hedge Fund Activity: Q3 2014 in Review

81 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Invesco S&P Spin-Off ETF (CSD) for Q3 2014, worth a combined $228M — down 18% from $279M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new CSD positions and 9 closed out — a net gain of 3 holders — while 25 added to existing stakes and 32 trimmed.

The largest buyer was Cornerstone Capital Management Holdings, opening a new position worth an estimated $6.97M. The largest seller was Brinker Capital, cutting an estimated $17.9M.

  • 81 institutional investors held Invesco S&P Spin-Off ETF (CSD) as of Q3 2014, up from 78 in Q2 2014.
  • Funds reported $228M of Invesco S&P Spin-Off ETF stock for Q3 2014, down 18% quarter-over-quarter.
  • 12 funds opened new Invesco S&P Spin-Off ETF positions in Q3 2014 and 9 closed out, a net change of +3 holders.
  • The largest Invesco S&P Spin-Off ETF buyer in Q3 2014 was Cornerstone Capital Management Holdings, an estimated $6.97M added.
  • The largest Invesco S&P Spin-Off ETF seller in Q3 2014 was Brinker Capital, an estimated $17.9M sold.

Based on aggregated 13F filings for Q3 2014.