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Cardiff Oncology
CRDF

Overview Fund Activity

22 hedge funds and large institutions have $15.9M invested in Cardiff Oncology in 2014 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 2 increasing their positions, 6 reducing their positions, and 6 closing their positions.

Holders
22
Holders Change
+1
Holders Change %
+4.76%
% of All Funds
0.64%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
2
Reduced
6
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
DADC
1
D.A. Davidson & Co
Montana
$485K
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$1.74M
3
PP
3
Paloma Partners
Connecticut
$59K
4
PG
4
PEAK6 Group
Illinois
$40K
5
TRCT
5
Tower Research Capital (TRC)
New York
$19K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$264K
2
Cambridge Investment Research Advisors
2
Cambridge Investment Research Advisors
Iowa
$1.35M
3
DIA
3
Denver Investment Advisors
Colorado
$0
4
Bank of America
4
Bank of America
North Carolina
$0
5
BFA
5
BlackRock Fund Advisors
California
$297K
Name Holding Trade Value Shares
Change 		Shares
Change %
U
26
UBS
Switzerland
– -$3K -12 Closed
BNP Paribas Financial Markets
27
BNP Paribas Financial Markets
France
– -$2.03K -8 Closed
GSC
28
Ground Swell Capital
South Carolina
– -$1K -6 Closed
1
2