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CPZ

Calamos Long/Short Equity & Dynamic Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17.1M +$17.9M +1,018,985 +629%
UBS Group
2
UBS Group
Switzerland
$5.24M +$2.85M +162,225 +81%
MC
3
Matisse Capital
Oregon
$3.9M +$4.74M +270,268 New
Wells Fargo
4
Wells Fargo
California
$2.62M +$1.36M +77,479 +74%
SFS
5
Shaker Financial Services
Virginia
$2.24M +$1.73M +98,286 +173%
RCM
6
Rivernorth Capital Management
Florida
$1.26M +$1.53M +86,980 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$685K +$711K +40,505 +585%
OC
8
Oppenheimer & Co
New York
$569K +$691K +39,386 New
COLIM
9
City of London Investment Management
United Kingdom
$383K +$470K +26,800 New
DADC
10
D.A. Davidson & Co
Montana
$362K +$61.4K +3,500 +16%
Stifel Financial
11
Stifel Financial
Missouri
$308K +$375K +21,350 New
MC
12
Moors & Cabot
Massachusetts
$252K +$307K +17,500 New
CWM
13
Calamos Wealth Management
Illinois
$184K
EWM
14
EPG Wealth Management
Georgia
$161K +$103K +5,880 +112%
WS
15
Wedbush Securities
California
$159K
RJA
16
Raymond James & Associates
Florida
$146K +$178K +10,123 New
AF
17
Advisornet Financial
Minnesota
$58K +$70.2K +4,000 New
Osaic Holdings
18
Osaic Holdings
Arizona
$18K +$21.9K +1,250 New
AW
19
ACG Wealth
Georgia
-$451K -23,000 Closed
HF
20
HRT Financial
New York
-$250K -12,764 Closed