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Global X Morningstar Capital Allocation Leaders ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Daiwa Securities Group
1
Daiwa Securities Group
Japan
$121M – – –
Morgan Stanley
2
Morgan Stanley
New York
$58.5M +$7.36M +354,254 +15%
Bank of America
3
Bank of America
North Carolina
$7.67M +$374K +18,028 +5%
Tidal Investments
4
Tidal Investments
Wisconsin
$2.35M +$173K +8,315 +8%
NewEdge Advisors
5
NewEdge Advisors
Louisiana
$1.03M +$642K +30,883 +197%
Citadel Advisors
6
Citadel Advisors
Florida
$813K +$387K +18,622 +103%
Financial Architects (New Jersey)
7
Financial Architects (New Jersey)
New Jersey
$606K -$3.22K -155 -0.6%
Perennial Investment Advisors
8
Perennial Investment Advisors
California
$426K +$89.8K +4,324 +29%
LPL Financial
9
LPL Financial
California
$357K +$57.3K +2,758 +21%
Kingsview Wealth Management
10
Kingsview Wealth Management
Oregon
$357K +$336K +16,182 New
APA
11
American Portfolios Advisors
New York
$272K -$16K -771 -6%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$221K -$558K -26,841 -73%
MML Investors Services
13
MML Investors Services
Massachusetts
$220K +$208K +9,990 New
CAPTRUST Financial Advisors
14
CAPTRUST Financial Advisors
North Carolina
$122K – – –
Osaic Holdings
15
Osaic Holdings
Arizona
$101K +$3.43K +165 +4%
Geneos Wealth Management
16
Geneos Wealth Management
Colorado
$59K +$30.6K +1,475 +113%
Advisornet Financial
17
Advisornet Financial
Minnesota
$47K +$44.7K +2,150 New
Harvest Group Wealth Management
18
Harvest Group Wealth Management
Massachusetts
$19K +$1.25K +60 +7%
Flagship Harbor Advisors
19
Flagship Harbor Advisors
Massachusetts
$7K – – –
Citigroup
20
Citigroup
New York
$2K +$21 +1 +1%
WealthSource Partners
21
WealthSource Partners
California
– -$1.33M -72,875 Closed
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
– -$853K -46,733 Closed
Jane Street
23
Jane Street
New York
– -$193K -10,562 Closed
IFP Advisors
24
IFP Advisors
Florida
– -$31.6K -1,522 Closed
UBS Group
25
UBS Group
Switzerland
– -$13K -734 Closed