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Capital One
COF

Name Holding Trade Value Shares
Change 		Change in
Stake
SCM
2201
Saxony Capital Management
Missouri
– -$232K -1,270 Closed
CGA
2202
Crescent Grove Advisors
Illinois
– -$230K -1,259 Closed
CPCM
2203
Cardinal Point Capital Management
Ontario, Canada
– -$226K -1,240 Closed
WP
2204
WealthShield Partners
North Carolina
– -$223K -1,224 Closed
RAM
2205
Readystate Asset Management
Illinois
– -$228K -1,190 Closed
MAG
2206
Mayfair Advisory Group
Alabama
– -$216K -1,186 Closed
AA
2207
ABC Arbitrage
France
– -$215K -1,180 Closed
MSR
2208
Main Street Research
Connecticut
– -$215K -1,180 Closed
WWC
2209
Waypoint Wealth Counsel
Georgia
– -$212K -1,163 Closed
TWM
2210
Tradition Wealth Management
Minnesota
– -$212K -1,162 Closed
GRR
2211
Golden Reserve Retirement
Ohio
– -$210K -1,153 Closed
GIM
2212
Goelzer Investment Management
Indiana
– -$208K -1,141 Closed
BAS
2213
Breakthru Advisory Services
Wisconsin
– -$207K -1,136 Closed
IF
2214
Intrua Financial
Texas
– -$202K -1,109 Closed
BF
2215
Brooklyn FI
New York
– -$201K -1,104 Closed
PCH
2216
PGIM Custom Harvest
New Jersey
– -$201K -1,103 Closed
PFM
2217
Patton Fund Management
Texas
– -$201K -1,101 Closed
SFA
2218
Spectrum Financial Alliance
Kentucky
– -$201K -1,099 Closed
CM
2219
Capula Management
Cayman Islands
– -$209K -1,095 Closed
MFA
2220
Millington Financial Advisors
Illinois
– -$201K -1,037 Closed
NMC
2221
Nine Masts Capital
Hong Kong
– -$162K -888 Closed
TLFA
2222
True Link Financial Advisors
California
– -$156K -857 Closed
SMFG
2223
Sumitomo Mitsui Financial Group
Japan
– -$128K -700 Closed
WPA
2224
Wealth Preservation Advisors
Tennessee
– -$119K -654 Closed
SIS
2225
Sound Income Strategies
Florida
– -$118K -639 Closed
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89
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