We are live on ! Find out more
CODI icon

Compass Diversified

149 hedge funds and large institutions have $449M invested in Compass Diversified in 2019 Q4 according to their latest regulatory filings, with 35 funds opening new positions, 50 increasing their positions, 27 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

106% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 17

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

85% more repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 27

53% more call options, than puts

Call options by funds: $5.3M | Put options by funds: $3.47M

26% more capital invested

Capital invested by funds: $357M → $449M (+$92.2M)

10% more funds holding

Funds holding: 135149 (+14)

0.06% less ownership

Funds ownership: 30.21%30.15% (-0.06%)

Holders
149
Holders Change
+14
Holders Change %
+10.37%
% of All Funds
2.94%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
35
Increased
50
Reduced
27
Closed
17
Calls
$5.3M
Puts
$3.47M
Net Calls
+$1.83M
Net Calls Change
+$543K
Name Holding Trade Value Shares
Change
Change in
Stake
NA
51
NewEdge Advisors
Louisiana
$816K +$468K +21,211 +182%
PAG
52
Private Advisor Group
New Jersey
$789K +$386K +17,520 +123%
LTFS
53
Ladenburg Thalmann Financial Services
Florida
$735K +$118K +5,363 +22%
Goldman Sachs
54
Goldman Sachs
New York
$713K +$633K +28,683 New
William Blair & Company
55
William Blair & Company
Illinois
$708K +$225K +10,185 +56%
Cambridge Investment Research Advisors
56
Cambridge Investment Research Advisors
Iowa
$656K +$228K +10,352 +65%
AAS
57
Avantax Advisory Services
Texas
$645K +$347K +15,734 +153%
SWM
58
SeaCrest Wealth Management
New York
$641K +$6.62K +300 +1%
CIC
59
Carnegie Investment Counsel
Ohio
$628K -$101K -4,588 -15%
IAA
60
Independent Advisor Alliance
North Carolina
$627K +$16.2K +735 +3%
SAM
61
Silvercrest Asset Management
New York
$621K
HT
62
HAP Trading
New York
$619K +$549K +24,899 New
AG
63
Advisor Group
Arizona
$563K +$87.3K +3,957 +21%
WP
64
WealthSource Partners
California
$547K
EH
65
Equitable Holdings
New York
$495K +$439K +19,900 New
SCA
66
SMH Capital Advisors
Texas
$484K +$44 +2 +0%
SPC
67
Sigma Planning Corp
Michigan
$481K -$23.5K -1,066 -5%
CCA
68
Catalyst Capital Advisors
New York
$479K
PFS
69
Prospera Financial Services
Texas
$462K +$1.26K +57 +0.3%
FAAS
70
First Allied Advisory Services
California
$458K -$35.8K -1,623 -8%
PGIM
71
Pacific Global Investment Management
California
$434K +$23.3K +1,054 +6%
SBIA
72
Sheaff Brock Investment Advisors
Indiana
$431K +$383K +17,350 New
NQWM
73
Northwest Quadrant Wealth Management
Oregon
$423K +$3.22K +146 +0.9%
Cerity Partners
74
Cerity Partners
New York
$415K
Simplex Trading
75
Simplex Trading
Illinois
$414K +$314K +14,233 +579%

CODI Hedge Fund Activity: Q4 2019 in Review

149 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Compass Diversified (CODI) for Q4 2019, worth a combined $449M — up 26% from $357M a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new CODI positions and 17 closed out — a net gain of 18 holders — while 50 added to existing stakes and 27 trimmed.

The largest buyer was HSBC Holdings, opening a new position worth an estimated $4.04M. The largest seller was Royal Bank of Canada, cutting an estimated $8.3M.

  • 149 institutional investors held Compass Diversified (CODI) as of Q4 2019, up from 135 in Q3 2019.
  • Funds reported $449M of Compass Diversified stock for Q4 2019, up 26% quarter-over-quarter.
  • 35 funds opened new Compass Diversified positions in Q4 2019 and 17 closed out, a net change of +18 holders.
  • The largest Compass Diversified buyer in Q4 2019 was HSBC Holdings, an estimated $4.04M added.
  • The largest Compass Diversified seller in Q4 2019 was Royal Bank of Canada, an estimated $8.3M sold.

Based on aggregated 13F filings for Q4 2019.