ALPS Advisors’s Compass Diversified CODI Stock Holding History

ALPS Advisors’s Portfolio CODI Stock Details CODI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-113,200	Closed	-$2.23M	–	821
2019 Q3	$2.23M	Buy	113,200 +99,400	+720%	+$1.9M	0.02%	203
2019 Q2	$264K	Sell	13,800 -160,400	-92%	-$2.74M	﹤0.01%	861
2019 Q1	$2.73M	Buy	+174,200	New	+$2.67M	0.02%	197
2018 Q1	–	Sell	-181,950	Closed	-$3.08M	–	892
2017 Q4	$3.08M	Buy	181,950 +2,550	+1%	+$43.8K	0.02%	165
2017 Q3	$3.19M	Sell	179,400 -13,583	-7%	-$235K	0.02%	159
2017 Q2	$3.37M	Buy	+192,983	New	+$3.21M	0.02%	156

Other funds holding CODI

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

American Century Companies Kansas City, Missouri $194B AUM 35% 1-Year Est. Return

ICOM

Investment Counselors of Maryland Baltimore, Maryland $4.37B AUM 76.25% 1-Year Est. Return

Schroder Investment Management Group London, United Kingdom $122B AUM 29.27% 1-Year Est. Return

EFS

Essex Financial Services Essex, Connecticut $1.78B AUM 23.37% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Mirae Asset Global Investments Seoul, South Korea $299B AUM 28.69% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ALPS Advisors's CODI Position: Q4 2019 in Review

ALPS Advisors sold out of Compass Diversified (CODI) in Q4 2019, closing a stake of 113,200 shares — an estimated $2.23M sold.

ALPS Advisors first reported a position in CODI in Q2 2017 and held it in 6 quarters. The position peaked at $3.37M in Q2 2017. 149 funds tracked by Wall St. Rank hold CODI as of Q4 2019.

ALPS Advisors reported no remaining Compass Diversified position as of Q4 2019 after selling out during the quarter.
ALPS Advisors sold 113,200 Compass Diversified shares in Q4 2019, an estimated $2.23M.
ALPS Advisors first reported a position in Compass Diversified in Q2 2017 and held it in 6 quarters.
ALPS Advisors's Compass Diversified position peaked at $3.37M in Q2 2017.
149 funds tracked by Wall St. Rank held Compass Diversified as of Q4 2019.

Based on ALPS Advisors's 13F filing for Q4 2019, filed 7 Feb 2020.