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CLX

Name Holding Trade Value Shares
Change 		Change in
Stake
GCA
1026
Gideon Capital Advisors
New York
– -$349K -2,318 Closed
GAMA
1027
Graticule Asia Macro Advisors
New York
– -$346K -2,300 Closed
SGAM
1028
Steinberg Global Asset Management
Florida
– -$320K -2,129 Closed
BFM
1029
Boothbay Fund Management
New York
– -$314K -2,088 Closed
USGIU
1030
U.S. Global Investors (USGI)
Texas
– -$268K -1,781 Closed
BCP
1031
Blackhawk Capital Partners
Wisconsin
– -$263K -1,750 Closed
GIA
1032
Guyasuta Investment Advisors
Pennsylvania
– -$252K -1,678 Closed
TAM
1033
Tiverton Asset Management
Delaware
– -$242K -1,608 Closed
KFP
1034
Keystone Financial Planning
Ohio
– -$230K -1,527 Closed
CA
1035
Capital Advantage
California
– -$214K -1,420 Closed
CCA
1036
Checchi Capital Advisers
California
– -$211K -1,401 Closed
VCA
1037
Verdence Capital Advisors
Maryland
– -$209K -1,389 Closed
CRWM
1038
Castle Rock Wealth Management
California
– -$202K -1,277 Closed
SIC
1039
Salem Investment Counselors
North Carolina
– -$184K -1,225 Closed
ABA
1040
American Beacon Advisors
Texas
– -$171K -1,140 Closed
CG
1041
Cutler Group
California
– -$162K -1,081 Closed
ICM
1042
IMS Capital Management
Oregon
– -$158K -1,048 Closed
LA
1043
Legacy Advisors
Pennsylvania
– -$150K -1,000 Closed
AA
1044
Ancora Advisors
Ohio
– -$135K -900 Closed
MWM
1045
Mascoma Wealth Management
New Hampshire
– -$130K -866 Closed
CPH
1046
C Partners Holding
Switzerland
– -$130K -865 Closed
SCM
1047
Southport Capital Management
Tennessee
– -$130K -862 Closed
MUS
1048
Mitsubishi UFJ Securities
Japan
– -$75K -500 Closed
JFA
1049
JNBA Financial Advisors
Minnesota
– -$62K -410 Closed
MWPCG
1050
Measured Wealth Private Client Group
New Hampshire
– -$50K -331 Closed
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