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CLOB

VanEck AA-BB CLO ETF

Name Holding Trade Value Shares
Change
Change in
Stake
IAA
1
Independence Asset Advisors
Pennsylvania
$19.8M +$19.1M +381,557 +5,087%
VanEck Associates
2
VanEck Associates
New York
$10.7M
Jane Street
3
Jane Street
New York
$10.3M +$6.61M +131,895 +187%
DWM
4
Darwin Wealth Management
Florida
$7.75M +$1.81M +36,013 +31%
CP
5
Castleview Partners
Texas
$1.83M -$163K -3,257 -8%
LSA
6
L & S Advisors
California
$1.76M +$830K +16,567 +91%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$681K +$672K +13,402 New
VAG
8
VisionPoint Advisory Group
Texas
$663K +$207K +4,135 +46%
EC
9
Elequin Capital
New York
$447K +$441K +8,789 New
EWA
10
EP Wealth Advisors
California
$336K +$331K +6,602 New
Osaic Holdings
11
Osaic Holdings
Arizona
$206K +$204K +4,061 New
TRCT
12
Tower Research Capital (TRC)
New York
$83.9K +$82.7K +1,650 New
FS
13
Ferguson Shapiro
Georgia
-$19M -373,978 Closed
UBS Group
14
UBS Group
Switzerland
-$663K -13,086 Closed
TC
15
TownSquare Capital
Utah
-$452K -8,919 Closed
MA
16
Mutual Advisors
Nebraska
-$331K -6,665 Closed