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CION Investment

Name Holding Trade Value Shares
Change
Change in
Stake
PAIM
1
Punch & Associates Investment Management
Minnesota
$10.5M +$10.4M +805,056 New
Cambridge Investment Research Advisors
2
Cambridge Investment Research Advisors
Iowa
$5.55M +$5.47M +424,367 New
KM
3
Kalos Management
Georgia
$3.96M +$4.05M +313,841 New
KAS
4
Kestra Advisory Services
Texas
$3.27M +$3.22M +250,124 New
CAN
5
Cetera Advisor Networks
California
$2.49M +$2.45M +190,448 New
Osaic Holdings
6
Osaic Holdings
Arizona
$2.28M +$2.25M +174,447 New
BFG
7
Berger Financial Group
Minnesota
$1.86M +$1.84M +142,481 New
BI
8
Bulldog Investors
New Jersey
$1.69M +$1.67M +129,538 New
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.42M +$1.4M +108,578 New
AM
10
Ares Management
California
$1.39M +$1.37M +106,371 New
WAP
11
Wealthcare Advisory Partners
Pennsylvania
$1.21M +$599K +46,476 New
WP
12
WealthPLAN Partners
Nebraska
$1.21M +$1.25M +96,938 New
BSP
13
Benefit Street Partners
New York
$1.07M +$1.06M +82,000 New
FW
14
FirstPurpose Wealth
Utah
$1.03M +$1.02M +78,896 New
TPA
15
Trivium Point Advisory
Connecticut
$950K +$937K +72,707 New
AWM
16
AE Wealth Management
Kansas
$901K +$889K +68,963 New
OIA
17
OneDigital Investment Advisors
Kansas
$754K +$743K +57,668 New
E
18
Ergoteles
New York
$754K +$744K +57,725 New
CFG
19
Cooper Financial Group
California
$641K +$633K +49,081 New
PAG
20
Private Advisor Group
New Jersey
$540K +$533K +41,350 New
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$491K +$484K +37,582 New
CA
22
Continuum Advisory
Idaho
$445K +$439K +34,031 New
TRCT
23
Tower Research Capital (TRC)
New York
$415K +$409K +31,768 New
Koshinski Asset Management
24
Koshinski Asset Management
Illinois
$415K +$409K +31,737 New
VF
25
Virtu Financial
New York
$395K +$389K +30,196 New