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CION Investment

Name Holding Trade Value Shares
Change
Change in
Stake
National Bank of Canada
176
National Bank of Canada
Quebec, Canada
$752 +$770 +66 New
NA
177
NewEdge Advisors
Louisiana
$70
AGM
178
Alpine Global Management
New York
-$3.21M -270,000 Closed
Millennium Management
179
Millennium Management
New York
-$2.15M -180,892 Closed
Man Group
180
Man Group
United Kingdom
-$1.39M -116,469 Closed
Neuberger Berman Group
181
Neuberger Berman Group
New York
-$480K -40,359 Closed
Goldman Sachs
182
Goldman Sachs
New York
-$422K -35,454 Closed
Stifel Financial
183
Stifel Financial
Missouri
-$380K -31,945 Closed
AWA
184
Arete Wealth Advisors
Illinois
-$337K -28,275 Closed
KWM
185
Kingsview Wealth Management
Oregon
-$332K -27,910 Closed
OQS
186
Occudo Quantitative Strategies
Florida
-$316K -26,591 Closed
FPAS
187
Focus Partners Advisor Solutions
Missouri
-$272K -22,819 Closed
MFG
188
Merit Financial Group
Georgia
-$246K -20,689 Closed
PP
189
Paloma Partners
Connecticut
-$220K -18,524 Closed
Qube Research & Technologies (QRT)
190
Qube Research & Technologies (QRT)
United Kingdom
-$218K -18,284 Closed
QC
191
Quadrature Capital
United Kingdom
-$179K -15,019 Closed
CSS
192
Cubist Systematic Strategies
Connecticut
-$175K -14,696 Closed
RCG
193
Regatta Capital Group
California
-$174K -14,628 Closed
FWM
194
Focused Wealth Management
New York
-$120K -10,059 Closed
HNB
195
Huntington National Bank
Ohio
-$56K -4,704 Closed
AF
196
Allworth Financial
California
-$20.1K -1,689 Closed
Fidelity Investments
197
Fidelity Investments
Massachusetts
-$20K -1,677 Closed
SWA
198
SOA Wealth Advisors
New York
-$10.2K -854 Closed
W
199
WealthCollab
Washington
-$2.76K -232 Closed
NS
200
NBC Securities
Alabama
-$1K -165 Closed