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CION Investment

Name Holding Trade Value Shares
Change
Change in
Stake
TPA
76
Trivium Point Advisory
Connecticut
– -$950K -72,707 Closed
AWM
77
AE Wealth Management
Kansas
– -$901K -68,963 Closed
E
78
Ergoteles
New York
– -$754K -57,725 Closed
CFG
79
Cooper Financial Group
California
– -$641K -49,081 Closed
WAP
80
Wealthcare Advisory Partners
Pennsylvania
– -$1.21M -46,476 Closed
PAG
81
Private Advisor Group
New Jersey
– -$540K -41,350 Closed
CA
82
Continuum Advisory
Idaho
– -$445K -34,031 Closed
TRCT
83
Tower Research Capital (TRC)
New York
– -$415K -31,768 Closed
VF
84
Virtu Financial
New York
– -$395K -30,196 Closed
GWM
85
Gitterman Wealth Management
New Jersey
– -$374K -28,626 Closed
GWSG
86
GPS Wealth Strategies Group
Colorado
– -$316K -24,176 Closed
Citadel Advisors
87
Citadel Advisors
Florida
– -$238K -18,184 Closed
AOG
88
Alpha Omega Group
Virginia
– -$233K -17,842 Closed
HF
89
HRT Financial
New York
– -$206K -15,813 Closed
Carson Wealth (CWM LLC)
90
Carson Wealth (CWM LLC)
Nebraska
– -$197K -15,100 Closed
SSA
91
Schonfeld Strategic Advisors
New York
– -$174K -13,347 Closed
TCM
92
Triumph Capital Management
Colorado
– -$157K -12,025 Closed
Creative Planning
93
Creative Planning
Kansas
– -$148K -11,325 Closed
JSL
94
JT Stratford LLC
Georgia
– -$140K -10,686 Closed
Envestnet Asset Management
95
Envestnet Asset Management
Illinois
– -$133K -10,296 Closed
AllianceBernstein
96
AllianceBernstein
Tennessee
– -$132K -10,106 Closed
IWP
97
IAG Wealth Partners
Wisconsin
– -$68K -5,195 Closed
TC
98
TAP Consulting
Missouri
– -$45K -3,754 Closed
AssetMark Inc
99
AssetMark Inc
California
– -$36K -2,726 Closed
TSWM
100
Tyler-Stone Wealth Management
Ohio
– -$23K -1,767 Closed