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CION Investment

Name Holding Trade Value Shares
Change
Change in
Stake
FPAS
51
Focus Partners Advisor Solutions
Missouri
$155K +$146K +11,245 New
SM
52
Sciencast Management
New Jersey
$153K +$149K +11,479 New
Qube Research & Technologies (QRT)
53
Qube Research & Technologies (QRT)
United Kingdom
$151K +$132K +10,188 New
Mercer Global Advisors
54
Mercer Global Advisors
Colorado
$151K +$132K +10,207 New
HWM
55
Heirloom Wealth Management
Colorado
$151K +$188K +14,549 New
DI
56
DFPG Investments
Utah
$139K +$153K +11,845 New
Northwestern Mutual Wealth Management
57
Northwestern Mutual Wealth Management
Wisconsin
$101K -$20.3K -1,565 -19%
AF
58
Allworth Financial
California
$88K -$61.4K -4,744 -44%
CAPTRUST Financial Advisors
59
CAPTRUST Financial Advisors
North Carolina
$59K +$5.11K +395 +11%
SPIA
60
Steward Partners Investment Advisory
New York
$50K
FWM
61
Focused Wealth Management
New York
$48K +$375 +29 +0.9%
LWA
62
Lenox Wealth Advisors
New York
$34K +$17.8K +1,379 +100%
CFGS
63
Concourse Financial Group Securities
Alabama
$31K +$1.75K +135 +7%
US Bancorp
64
US Bancorp
Minnesota
$24K
TFS
65
TrustCore Financial Services
Tennessee
$15K
OCM
66
Ovata Capital Management
Hong Kong
$14K +$12.3K +950 New
FCG
67
Financial Connections Group
California
$12K +$11.3K +877 New
AWM
68
Atticus Wealth Management
Florida
$7K
HWMA
69
Heritage Wealth Management (Arizona)
Arizona
$7K +$5.84K +451 New
GRP
70
Global Retirement Partners
California
$6K +$7.01K +542 New
Wells Fargo
71
Wells Fargo
California
$3K -$1.54K -119 -41%
PNC Financial Services Group
72
PNC Financial Services Group
Pennsylvania
$1K
AM
73
Ares Management
California
-$1.39M -106,371 Closed
BSP
74
Benefit Street Partners
New York
-$1.07M -82,000 Closed
FW
75
FirstPurpose Wealth
Utah
-$1.03M -78,896 Closed