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UBS Asset Management Income Fund, Inc.

Name Holding Trade Value Shares
Change
Change in
Stake
Northwestern Mutual Wealth Management
26
Northwestern Mutual Wealth Management
Wisconsin
$77K +$14.8K +4,250 +24%
OIA
27
Optimum Investment Advisors
Illinois
$69K -$5.08K -1,459 -7%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$69K +$69.5K +19,964 New
BRWM
29
B. Riley Wealth Management
Tennessee
$65K +$65.1K +18,700 New
IMOV
30
Investment Management of Virginia
Virginia
$61K – – –
Osaic Holdings
31
Osaic Holdings
Arizona
$55K +$45.3K +13,026 +434%
AFA
32
American Financial Advisors
Georgia
$54K +$15.3K +4,407 +39%
GWM
33
Geneos Wealth Management
Colorado
$53K – – –
LNC
34
Lincoln National Corp
Pennsylvania
$52K – – –
SWM
35
SeaCrest Wealth Management
New York
$51K -$45.9K -13,183 -47%
KAS
36
Kestra Advisory Services
Texas
$43K -$13.1K -3,762 -23%
RJA
37
Raymond James & Associates
Florida
$42K +$42.5K +12,219 New
QWM
38
QP Wealth Management
New Jersey
$41K +$40.7K +11,700 New
UBS Group
39
UBS Group
Switzerland
$27K +$6.16K +1,769 +30%
Citigroup
40
Citigroup
New York
$10K +$8.82K +2,536 +912%
HI
41
Harbour Investments
Wisconsin
$9K – – –
DAM
42
Delta Asset Management
Tennessee
$7K – – –
S
43
SignatureFD
Georgia
$6K – – –
CFA
44
Carroll Financial Associates
North Carolina
$4K – – –
US Bancorp
45
US Bancorp
Minnesota
$3K – – –
Jane Street
46
Jane Street
New York
– -$127K -36,004 Closed
VF
47
Virtu Financial
New York
– -$104K -29,540 Closed
Cetera Investment Advisers
48
Cetera Investment Advisers
Illinois
– -$99K -28,000 Closed
WP
49
WealthShield Partners
North Carolina
– -$24K -6,749 Closed
SWM
50
Spire Wealth Management
Virginia
– -$16K -4,600 Closed