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BlackRock Enhanced Captial and Income Fund
CII

61 hedge funds and large institutions have $108M invested in BlackRock Enhanced Captial and Income Fund in 2013 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 25 increasing their positions, 19 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

32% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 19

3% more funds holding

Funds holding: 59 → 61 (+2)

3% more capital invested

Capital invested by funds: $105M → $108M (+$3.6M)

0.09% less ownership

Funds ownership: 18.83% → 18.74% (-0.09%)

Holders
61
Holders Change
+2
Holders Change %
+3.39%
% of All Funds
1.98%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
25
Reduced
19
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NCM
Newgate Capital Management
Connecticut
+$1.5M
2
AQR Capital Management
AQR Capital Management
Connecticut
+$1.03M
3
Invesco
Invesco
Georgia
+$994K
4
KIM
Karpus Investment Management
New York
+$916K
5
PPA
Parametric Portfolio Associates
Washington
+$800K

Top Sellers

1
RCYC
Richard C. Young & Co
Rhode Island
-$1.84M
2
Morgan Stanley
Morgan Stanley
New York
-$1.55M
3
SFS
Shaker Financial Services
Virginia
-$1.41M
4
AAM
Advisors Asset Management
Colorado
-$1.18M
5
Barclays
Barclays
United Kingdom
-$842K
Name Holding Trade Value Shares
Change 		Change in
Stake
TJHA
26
Thomas J. Herzfeld Advisors
Florida
$506K +$739 +57 +0.1%
BBPWM
27
Blue Bell Private Wealth Management
Pennsylvania
$473K -$16.9K -1,300 -3%
Deutsche Bank
28
Deutsche Bank
Germany
$469K +$268K +20,640 +132%
NES
29
New England Securities
New York
$460K -$106K -8,144 -19%
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$423K +$21.1K +1,626 +5%
VAM
31
Visium Asset Management
New York
$414K +$3.09K +238 +0.8%
ACM
32
Argentus Capital Management
Texas
$381K +$3.79K +292 +1%
COLIM
33
City of London Investment Management
United Kingdom
$370K +$368K +28,365 New
FTI
34
Fiduciary Trust International
Massachusetts
$334K – – –
Ameriprise
35
Ameriprise
Minnesota
$328K -$21K -1,620 -6%
CWM
36
Concert Wealth Management
California
$255K -$26.4K -2,038 -9%
IMS
37
Index Management Solutions
Pennsylvania
$248K +$249K +19,179 New
GF
38
Gerstein Fisher
New York
$245K – – –
Royal Bank of Canada
39
Royal Bank of Canada
Ontario, Canada
$227K -$3.76K -290 -2%
Citigroup
40
Citigroup
New York
$214K -$320K -24,633 -60%
SKK
41
Shepherd Kaplan Krochuk
Massachusetts
$209K +$210K +16,180 New
BRWA
42
B. Riley Wealth Advisors
Florida
$190K +$714 +55 +0.4%
Goldman Sachs
43
Goldman Sachs
New York
$182K +$183K +14,095 New
Nomura Holdings
44
Nomura Holdings
Japan
$181K +$182K +14,008 New
CP
45
Camelot Portfolios
Ohio
$167K – – –
Jane Street
46
Jane Street
New York
$156K +$156K +12,042 New
WS
47
Wedbush Securities
California
$149K -$11.6K -893 -7%
KA
48
Kovack Advisors
Florida
$148K +$10.4K +800 +8%
MFS
49
MSI Financial Services
Massachusetts
$139K +$17.7K +1,362 +15%
LTFS
50
Ladenburg Thalmann Financial Services
Florida
$111K -$22.4K -1,725 -17%
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CII Hedge Fund Activity: Q3 2013 in Review

61 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in BlackRock Enhanced Captial and Income Fund (CII) for Q3 2013, worth a combined $108M — up 3.4% from $105M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new CII positions and 6 closed out — a net gain of 3 holders — while 25 added to existing stakes and 19 trimmed.

The largest buyer was Newgate Capital Management, adding an estimated $1.5M. The largest seller was Richard C. Young & Co, cutting an estimated $1.84M.

  • 61 institutional investors held BlackRock Enhanced Captial and Income Fund (CII) as of Q3 2013, up from 59 in Q2 2013.
  • Funds reported $108M of BlackRock Enhanced Captial and Income Fund stock for Q3 2013, up 3.4% quarter-over-quarter.
  • 9 funds opened new BlackRock Enhanced Captial and Income Fund positions in Q3 2013 and 6 closed out, a net change of +3 holders.
  • The largest BlackRock Enhanced Captial and Income Fund buyer in Q3 2013 was Newgate Capital Management, an estimated $1.5M added.
  • The largest BlackRock Enhanced Captial and Income Fund seller in Q3 2013 was Richard C. Young & Co, an estimated $1.84M sold.

Based on aggregated 13F filings for Q3 2013.