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CHY

Calamos Convertible and High Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CFA
76
Carroll Financial Associates
North Carolina
$13K
PSUF
77
People's United Financial
Connecticut
$12K
WA
78
WFG Advisors
Texas
$11K +$10.3K +1,000 New
WP
79
WealthPLAN Partners
Nebraska
$10.6K +$10.3K +1,000 New
Deutsche Bank
80
Deutsche Bank
Germany
$10K
NFG
81
Next Financial Group
Texas
$8K
PCM
82
Penserra Capital Management
California
$8K
BFEC
83
Benjamin F. Edwards & Company
Missouri
$5K
WEC
84
Winslow Evans & Crocker
Massachusetts
$4.46K +$1.24K +120 +40%
IFA
85
Interactive Financial Advisors
Illinois
$3K
AssetMark Inc
86
AssetMark Inc
California
$3K +$2.52K +244 New
S
87
SignatureFD
Georgia
$1K +$536 +52 New
AIG
88
American International Group
New York
-$4.14M -398,701 Closed
NMC
89
Nine Masts Capital
Hong Kong
-$3.3M -317,750 Closed
PPA
90
Parametric Portfolio Associates
Washington
-$2.28M -219,488 Closed
LCM
91
Landscape Capital Management
New Jersey
-$826K -79,525 Closed
SG Americas Securities
92
SG Americas Securities
New York
-$719K -69,162 Closed
VKH
93
Virtu KCG Holdings
New York
-$234K -22,476 Closed
1IA
94
1834 Investment Advisors
Wisconsin
-$183K -17,590 Closed
HighTower Advisors
95
HighTower Advisors
Illinois
-$173K -16,720 Closed
LNC
96
Lincoln National Corp
Pennsylvania
-$171K -16,418 Closed
OC
97
Oppenheimer & Co
New York
-$114K -10,962 Closed
VFS
98
VSR Financial Services
Kansas
-$113K -10,852 Closed
UCFA
99
United Capital Financial Advisors
Texas
-$108K -10,372 Closed
AC
100
Alexandria Capital
Virginia
-$17K -1,670 Closed