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Capital Group Short Duration Municipal Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Capital International Investors
1
Capital International Investors
California
$316M +$311M +11,913,645 +9,928%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$28.1M +$26.8M +1,027,296 +2,310%
Morgan Stanley
3
Morgan Stanley
New York
$6.27M +$2.43M +92,959 +64%
BWG
4
Beta Wealth Group
California
$6.06M +$1.11M +42,435 +23%
MML Investors Services
5
MML Investors Services
Massachusetts
$5.09M +$5.06M +193,889 New
Osaic Holdings
6
Osaic Holdings
Arizona
$4.24M +$2.71M +103,716 +180%
PAG
7
Private Advisor Group
New Jersey
$3.25M +$2.03M +77,611 +169%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$3.03M +$3.01M +115,347 New
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.95M +$2.64M +101,084 +889%
VAS
10
Vestmark Advisory Solutions
Massachusetts
$2.94M +$2.92M +111,959 New
LPL Financial
11
LPL Financial
California
$2.79M +$2.78M +106,414 New
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$2.42M +$600K +22,995 +33%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$2.18M +$2.17M +83,007 New
Envestnet Portfolio Solutions
14
Envestnet Portfolio Solutions
Illinois
$2.14M +$2.13M +81,520 New
Truist Financial
15
Truist Financial
North Carolina
$1.96M +$1.95M +74,678 New
BCI
16
Brinker Capital Investments
Pennsylvania
$1.94M +$1.93M +73,995 New
OPS
17
Orion Portfolio Solutions
Nebraska
$1.94M +$1.93M +73,995 New
Jane Street
18
Jane Street
New York
$1.86M +$1.28M +49,123 +226%
RHP
19
Royal Harbor Partners
Texas
$1.78M +$123K +4,715 +7%
AssetMark Inc
20
AssetMark Inc
California
$1.69M +$1.68M +64,227 New
Wealth Enhancement Advisory Services
21
Wealth Enhancement Advisory Services
Minnesota
$1.53M +$209K +8,000 +16%
PS
22
Principal Securities
Iowa
$1.34M +$1.33M +51,034 New
STA
23
Smith Thornton Advisors
Alabama
$1.29M +$1.03M +39,285 +404%
SI
24
Stephens Inc
Arkansas
$1.14M +$1.3K +50 +0.1%
EWA
25
EverSource Wealth Advisors
Alabama
$1.14M +$169K +6,458 +18%