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Capital Group Short Duration Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$55.3M +$20.8M +807,350 +60%
CGPCS
2
Capital Group Private Client Services
California
$55.1M -$692K -26,905 -1%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$41.2M +$3.5M +136,147 +9%
Cetera Investment Advisers
4
Cetera Investment Advisers
Illinois
$33.8M +$2.67M +103,978 +9%
ME
5
McIlrath & Eck
Washington
$31.7M -$446K -17,340 -1%
Osaic Holdings
6
Osaic Holdings
Arizona
$27.6M -$3.49M -135,863 -11%
Morgan Stanley
7
Morgan Stanley
New York
$26.5M +$12.5M +486,894 +89%
UBS Group
8
UBS Group
Switzerland
$22.5M +$3.04M +118,297 +16%
WAM
9
WNY Asset Management
New York
$22.2M +$164K +6,395 +0.7%
BAG
10
Bridgewealth Advisory Group
California
$19.4M +$3.46M +134,485 +22%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$14.3M +$1.68M +65,465 +13%
Raymond James Financial
12
Raymond James Financial
Florida
$13.9M +$14M +543,794 New
CAPTRUST Financial Advisors
13
CAPTRUST Financial Advisors
North Carolina
$13.1M +$8.18M +318,085 +166%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$11.5M +$845K +32,834 +8%
SFA
15
Souders Financial Advisors
Ohio
$8.03M +$1.15M +44,628 +17%
Wealth Enhancement Advisory Services
16
Wealth Enhancement Advisory Services
Minnesota
$7.84M +$4.89M +189,953 +164%
BWG
17
Beta Wealth Group
California
$7.73M +$341K +13,271 +5%
GVAG
18
Great Valley Advisor Group
Delaware
$6.89M +$452K +17,566 +7%
MML Investors Services
19
MML Investors Services
Massachusetts
$6.73M +$1.18M +46,005 +21%
RFG
20
RFP Financial Group
Georgia
$6.47M +$6.49M +252,425 New
NECFA
21
New England Capital Financial Advisors
Connecticut
$6.18M +$344K +13,384 +6%
Jones Financial Companies
22
Jones Financial Companies
Missouri
$6.02M +$3.59M +139,591 +146%
EW
23
Entruity Wealth
California
$5.74M +$5.76M +224,044 New
KPWS
24
Kestra Private Wealth Services
Texas
$5.68M +$707K +27,483 +14%
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$5.55M +$117K +4,545 +2%