|
651
|
Golden State Wealth Management
Santa Ana,
California
|
$803
|
–
|
–
|
–
|
|
|
652
|
Tower Research Capital (TRC)
New York
|
$142
|
+$136
|
+3
|
New
|
|
|
653
|
Independent Advisor Alliance
Charlotte,
North Carolina
|
–
|
-$88.3M
|
-2,196,342
|
Closed
|
|
|
654
|
National Bank of Canada
Montreal,
Quebec, Canada
|
–
|
-$32.2M
|
-800,000
|
Closed
|
|
|
655
|
Old National Bancorp
Evansville,
Indiana
|
–
|
-$17.8M
|
-443,655
|
Closed
|
|
|
656
|
Qube Research & Technologies (QRT)
London,
United Kingdom
|
–
|
-$8.3M
|
-206,516
|
Closed
|
|
|
657
|
|
–
|
-$4.26M
|
-105,956
|
Closed
|
|
|
658
|
Two Sigma Investments
New York
|
–
|
-$3.28M
|
-81,700
|
Closed
|
|
|
659
|
Richmond Investment Services
Mequon,
Wisconsin
|
–
|
-$1.81M
|
-44,977
|
Closed
|
|
|
660
|
Strategic Financial Concepts
San Antonio,
Texas
|
–
|
-$1.63M
|
-40,578
|
Closed
|
|
|
661
|
|
–
|
-$1.22M
|
-30,462
|
Closed
|
|
|
662
|
DV Trading
Chicago,
Illinois
|
–
|
-$704K
|
-17,508
|
Closed
|
|
|
663
|
Trademark Financial Management
Bloomington,
Minnesota
|
–
|
-$369K
|
-9,178
|
Closed
|
|
|
664
|
Burney Company
Reston,
Virginia
|
–
|
-$333K
|
-8,298
|
Closed
|
|
|
665
|
AAF Wealth Management
Westborough,
Massachusetts
|
–
|
-$323K
|
-8,033
|
Closed
|
|
|
666
|
Moneta Group Investment Advisors
St Louis,
Missouri
|
–
|
-$239K
|
-5,950
|
Closed
|
|
|
667
|
Rollins Financial Advisors
New York City,
New York
|
–
|
-$239K
|
-5,938
|
Closed
|
|
|
668
|
TrueWealth Advisors
Birmingham,
Alabama
|
–
|
-$236K
|
-5,872
|
Closed
|
|
|
669
|
SteelPeak Wealth
Woodland Hills,
California
|
–
|
-$221K
|
-5,500
|
Closed
|
|
|
670
|
Strategic Wealth Advisors
Scottsdale,
Arizona
|
–
|
-$164K
|
-4,095
|
Closed
|
|
|
671
|
Innovative Asset Advisors Group
Shelton,
Connecticut
|
–
|
-$130K
|
-3,235
|
Closed
|
|
|
672
|
Gleason Group
Prospect,
Kentucky
|
–
|
-$111K
|
-2,753
|
Closed
|
|
|
673
|
WFA of San Diego
San Diego,
California
|
–
|
-$80.4K
|
-2,000
|
Closed
|
|
|
674
|
Clear Investment Research
Alpharetta,
Georgia
|
–
|
-$60.5K
|
-1,507
|
Closed
|
|
|
675
|
Wellington Group
Indianapolis,
Indiana
|
–
|
-$30.5K
|
-760
|
Closed
|
|
