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Carlyle Secured Lending

Name Holding Trade Value Shares
Change
Change in
Stake
CIAM
151
Caitong International Asset Management
Hong Kong
$744 +$803 +68 New
W
152
WealthCollab
Washington
$493 +$531 +45 New
SWM
153
SHP Wealth Management
Massachusetts
$4 -$13.7K -1,158 Closed
AS
154
Altshuler Shaham
Israel
$2 +$12 +1 New
Two Sigma Advisers
155
Two Sigma Advisers
New York
-$3.75M -300,500 Closed
Jane Street
156
Jane Street
New York
-$3.03M -256,473 Closed
BFWM
157
Bright Futures Wealth Management
New York
-$1.39M -111,522 Closed
Citadel Advisors
158
Citadel Advisors
Florida
-$826K -69,959 Closed
Connor, Clark & Lunn Investment Management (CC&L)
159
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
-$628K -50,263 Closed
GA
160
GFS Advisors
Texas
-$621K -49,700 Closed
FLPIM
161
F.L. Putnam Investment Management
Massachusetts
-$431K -34,483 Closed
Northern Trust
162
Northern Trust
Illinois
-$271K -21,677 Closed
CIA
163
Concurrent Investment Advisors
Florida
-$250K -20,000 Closed
Verition Fund Management
164
Verition Fund Management
Connecticut
-$244K -19,533 Closed
National Bank of Canada
165
National Bank of Canada
Quebec, Canada
-$183K -14,632 Closed
Nomura Holdings
166
Nomura Holdings
Japan
-$180K -14,375 Closed
Stifel Financial
167
Stifel Financial
Missouri
-$169K -13,520 Closed
FA
168
Financial Alternatives
California
-$149K -11,930 Closed
Cambridge Investment Research Advisors
169
Cambridge Investment Research Advisors
Iowa
-$135K -10,827 Closed
KWM
170
Keebeck Wealth Management
Illinois
-$129K -10,000 Closed
SG Americas Securities
171
SG Americas Securities
New York
-$112K -8,929 Closed
KAS
172
Kestra Advisory Services
Texas
-$47.2K -3,777 Closed
FHA
173
Flagship Harbor Advisors
Massachusetts
-$16K -1,277 Closed
NSG
174
Nalls Sherbakoff Group
Tennessee
-$9.37K -750 Closed
TC
175
Truvestments Capital
Florida
-$3.61K -289 Closed