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Carlyle Secured Lending

Name Holding Trade Value Shares
Change
Change in
Stake
Northwestern Mutual Wealth Management
126
Northwestern Mutual Wealth Management
Wisconsin
$36K +$15.6K +1,100 +72%
Allworth Financial
127
Allworth Financial
California
$34.6K – – –
Heritage Wealth Advisors
128
Heritage Wealth Advisors
Virginia
$28.7K – – –
AWM
129
AllSquare Wealth Management
New York
$19.2K – – –
PWMA
130
Pension & Wealth Management Advisors
Massachusetts
$18.4K +$19.1K +1,345 New
SIS
131
Sound Income Strategies
Florida
$16.3K – – –
Simplex Trading
132
Simplex Trading
Illinois
$16K +$11.1K +778 +185%
TCOV
133
Trust Company of Vermont
Vermont
$14.8K – – –
Farther Finance Advisors
134
Farther Finance Advisors
California
$14.4K +$14.9K +1,050 New
Ameritas Advisory Services
135
Ameritas Advisory Services
Nebraska
$10.3K +$10.7K +750 New
NSG
136
Nalls Sherbakoff Group
Tennessee
$10.3K +$10.7K +750 New
Arax Advisory Partners
137
Arax Advisory Partners
Colorado
$9.79K – – –
Citigroup
138
Citigroup
New York
$7.89K -$95.7K -6,730 -92%
DF
139
Dunhill Financial
United Kingdom
$6.81K – – –
TC
140
Truvestments Capital
Florida
$6.66K – – –
HIA
141
Harbor Investment Advisory
Maryland
$6.16K -$53.5K -3,760 -89%
AW
142
Avion Wealth
Texas
$6K – – –
NS
143
NBC Securities
Alabama
$5K – – –
CCC
144
Chelsea Counsel Company
California
$4.79K – – –
CIAM
145
Caitong International Asset Management
Hong Kong
$3.1K +$2.63K +185 +440%
Jones Financial Companies
146
Jones Financial Companies
Missouri
$2.51K +$2.56K +180 New
NewEdge Advisors
147
NewEdge Advisors
Louisiana
$2.2K – – –
YP
148
YANKCOM Partnership
South Dakota
$876 – – –
TIM
149
Total Investment Management
Arizona
$19 +$14 +1 New
GCM
150
Greenland Capital Management
New York
– -$1.13M -70,000 Closed