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Carlyle Secured Lending

Name Holding Trade Value Shares
Change
Change in
Stake
Verition Fund Management
101
Verition Fund Management
Connecticut
$244K -$727K -58,414 -75%
CA
102
Cornerstone Advisory
Maryland
$227K +$226K +18,177 New
IAIM
103
International Assets Investment Management
Florida
$226K – – –
Mercer Global Advisors
104
Mercer Global Advisors
Colorado
$219K -$4.2K -337 -2%
Avior Wealth Management
105
Avior Wealth Management
Nebraska
$219K +$90.2K +7,243 +70%
WA
106
Whipplewood Advisors
Colorado
$218K -$257K -20,610 -54%
DWT
107
Dorsey & Whitney Trust
South Dakota
$202K +$201K +16,136 New
OpenArc Corporate Advisory
108
OpenArc Corporate Advisory
Georgia
$194K +$193K +15,526 New
ES
109
Eagle Strategies
New York
$186K – – –
National Bank of Canada
110
National Bank of Canada
Quebec, Canada
$183K -$3.26K -262 -2%
Nomura Holdings
111
Nomura Holdings
Japan
$180K +$179K +14,375 New
ET
112
Entropy Technologies
New York
$172K +$171K +13,767 New
Stifel Financial
113
Stifel Financial
Missouri
$169K -$90.9K -7,300 -35%
Tower Research Capital (TRC)
114
Tower Research Capital (TRC)
New York
$159K +$153K +12,310 +3,055%
FA
115
Financial Alternatives
California
$149K – – –
SCS Capital Management
116
SCS Capital Management
Massachusetts
$146K – – –
Great Valley Advisor Group
117
Great Valley Advisor Group
Delaware
$139K – – –
Cambridge Investment Research Advisors
118
Cambridge Investment Research Advisors
Iowa
$135K +$1.69K +136 +1%
KWM
119
Keebeck Wealth Management
Illinois
$129K -$261K -21,000 -68%
SIS
120
Sound Income Strategies
Florida
$121K +$98.9K +7,946 +553%
Carson Wealth (CWM LLC)
121
Carson Wealth (CWM LLC)
Nebraska
$117K -$5.35K -430 -4%
SG Americas Securities
122
SG Americas Securities
New York
$112K +$111K +8,929 New
Catalyst Capital Advisors
123
Catalyst Capital Advisors
New York
$88.5K – – –
TCM
124
Triumph Capital Management
Colorado
$86K -$397K -31,926 -82%
AF
125
Advisornet Financial
Minnesota
$81.5K -$32.2K -2,587 -28%