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Carlyle Secured Lending

Name Holding Trade Value Shares
Change
Change in
Stake
Heritage Wealth Advisors
101
Heritage Wealth Advisors
Virginia
$37.3K +$5.21K +300 +17%
KB
102
Kimelman & Baird
New York
$34.6K +$33.8K +1,950 New
Citigroup
103
Citigroup
New York
$32.9K +$8.77K +505 +37%
AWM
104
AllSquare Wealth Management
New York
$30.2K – – –
CFM
105
Catalyst Funds Management
Australia
$30.2K +$29.5K +1,700 New
TSWM
106
Tyler-Stone Wealth Management
Ohio
$23.2K – – –
SIS
107
Sound Income Strategies
Florida
$21.1K – – –
RCM
108
Raleigh Capital Management
North Carolina
$9.22K +$9.03K +520 New
W
109
WealthCollab
Washington
$8.55K – – –
NS
110
NBC Securities
Alabama
$7K – – –
CCC
111
Chelsea Counsel Company
California
$6.19K +$5.9K +340 New
FFA
112
Frazier Financial Advisors
Ohio
$4.42K +$4.32K +249 New
NewEdge Advisors
113
NewEdge Advisors
Louisiana
$2.86K – – –
TFA
114
Toth Financial Advisory
Virginia
$1.6K +$1.56K +90 New
Tower Research Capital (TRC)
115
Tower Research Capital (TRC)
New York
$1.54K -$63.5K -3,656 -98%
AF
116
Advisornet Financial
Minnesota
$537 – – –
Millennium Management
117
Millennium Management
New York
– -$5.07M -311,385 Closed
Quadrature Capital
118
Quadrature Capital
United Kingdom
– -$668K -41,039 Closed
Axxcess Wealth Management
119
Axxcess Wealth Management
California
– -$286K -17,573 Closed
Cubist Systematic Strategies
120
Cubist Systematic Strategies
Connecticut
– -$255K -15,666 Closed
Centiva Capital
121
Centiva Capital
New York
– -$240K -14,767 Closed
DTL
122
Dynamic Technology Lab
Singapore
– -$231K -14,195 Closed
Beacon Pointe Advisors
123
Beacon Pointe Advisors
California
– -$190K -11,675 Closed
Y-Intercept (HK)
124
Y-Intercept (HK)
Hong Kong
– -$185K -11,340 Closed
Leonteq Securities AG
125
Leonteq Securities AG
Switzerland
– -$179K -11,000 Closed