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Carlyle Secured Lending

Name Holding Trade Value Shares
Change
Change in
Stake
TWM
101
Tradition Wealth Management
Minnesota
$42K +$756 +52 +2%
Allworth Financial
102
Allworth Financial
California
$37.8K – – –
Heritage Wealth Advisors
103
Heritage Wealth Advisors
Virginia
$26.9K +$4.36K +300 +20%
AWM
104
AllSquare Wealth Management
New York
$25.4K – – –
Group One Trading
105
Group One Trading
Illinois
$21K +$20.4K +1,406 New
QL
106
Quarry LP
New York
$20.5K +$13.9K +958 +234%
CAM
107
Creekmur Asset Management
Illinois
$19.6K +$19.1K +1,310 New
TSWM
108
Tyler-Stone Wealth Management
Ohio
$19.6K +$19.1K +1,310 New
SIS
109
Sound Income Strategies
Florida
$17.8K – – –
Citigroup
110
Citigroup
New York
$13.6K +$7.27K +500 +122%
BWM
111
Baystate Wealth Management
Massachusetts
$7.59K +$233 +16 +3%
W
112
WealthCollab
Washington
$7.21K +$7.01K +482 New
PMEF
113
Point72 Middle East FZE
United Arab Emirates
$6.7K +$6.51K +448 New
Nomura Asset Management
114
Nomura Asset Management
Japan
$6.03K – – –
Advisory Services Network
115
Advisory Services Network
Georgia
$5.78K +$5.61K +386 New
NS
116
NBC Securities
Alabama
$5K – – –
Tower Research Capital (TRC)
117
Tower Research Capital (TRC)
New York
$2.26K -$35.3K -2,430 -94%
Acadian Asset Management
118
Acadian Asset Management
Massachusetts
$2K +$2.17K +149 New
AF
119
Advisornet Financial
Minnesota
$432 +$15 +1 +4%
IPW
120
Impact Partnership Wealth
Georgia
$284 +$276 +19 New
Cresset Asset Management
121
Cresset Asset Management
Illinois
– -$553K -37,033 Closed
Y-Intercept (HK)
122
Y-Intercept (HK)
Hong Kong
– -$389K -26,857 Closed
BNP Paribas Financial Markets
123
BNP Paribas Financial Markets
France
– -$351K -24,216 Closed
GCP
124
GSA Capital Partners
United Kingdom
– -$293K -20,193 Closed
Northern Trust
125
Northern Trust
Illinois
– -$272K -18,773 Closed