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Carlyle Secured Lending

Name Holding Trade Value Shares
Change
Change in
Stake
Millennium Management
76
Millennium Management
New York
$450K -$687K -55,185 -60%
Arax Advisory Partners
77
Arax Advisory Partners
Colorado
$436K +$426K +34,220 +4,779%
F.L. Putnam Investment Management
78
F.L. Putnam Investment Management
Massachusetts
$431K – – –
SS
79
Sunbelt Securities
Texas
$427K +$13.7K +1,100 +3%
Commonwealth Equity Services
80
Commonwealth Equity Services
Massachusetts
$426K -$22.9K -1,843 -5%
UAG
81
United Advisor Group
Ohio
$402K -$27.3K -2,196 -6%
TCA
82
Transcend Capital Advisors
New Jersey
$368K +$10K +805 +3%
Wealth Enhancement Advisory Services
83
Wealth Enhancement Advisory Services
Minnesota
$364K +$207K +16,644 +137%
TCBWMS
84
Texas Capital Bank Wealth Management Services
Texas
$351K +$350K +28,125 New
Mackenzie Financial
85
Mackenzie Financial
Ontario, Canada
$348K +$10.7K +857 +3%
Glenmede Trust
86
Glenmede Trust
Pennsylvania
$314K +$313K +25,175 New
NewEdge Wealth
87
NewEdge Wealth
Pennsylvania
$309K +$308K +24,760 New
Independent Financial Group
88
Independent Financial Group
California
$307K – – –
VF
89
Virtu Financial
New York
$285K +$284K +22,791 New
Fisher Asset Management
90
Fisher Asset Management
Washington
$281K – – –
SCA
91
SMH Capital Advisors
Texas
$277K +$2.65K +213 +1%
Northern Trust
92
Northern Trust
Illinois
$271K -$32.1K -2,581 -11%
Squarepoint
93
Squarepoint
New York
$268K +$267K +21,470 New
CG
94
Clarus Group
Texas
$266K – – –
Aptus Capital Advisors
95
Aptus Capital Advisors
Alabama
$266K +$265K +21,291 New
Farther Finance Advisors
96
Farther Finance Advisors
California
$265K +$26.1K +2,100 +11%
Janney Montgomery Scott
97
Janney Montgomery Scott
Pennsylvania
$262K -$186K -14,975 -42%
MAI Capital Management
98
MAI Capital Management
Ohio
$260K – – –
Savant Capital
99
Savant Capital
Illinois
$250K +$7.8K +627 +3%
Concurrent Investment Advisors
100
Concurrent Investment Advisors
Florida
$250K +$249K +20,000 New