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Carlyle Secured Lending

Name Holding Trade Value Shares
Change
Change in
Stake
FA
76
Financial Alternatives
California
$339K – – –
Apollon Wealth Management
77
Apollon Wealth Management
South Carolina
$337K +$343K +19,848 New
Wealth Enhancement Advisory Services
78
Wealth Enhancement Advisory Services
Minnesota
$325K +$26.7K +1,546 +9%
Jump Financial
79
Jump Financial
Illinois
$315K -$61K -3,537 -16%
IAIM
80
International Assets Investment Management
Florida
$308K – – –
Citadel Advisors
81
Citadel Advisors
Florida
$307K -$266K -15,425 -46%
Steward Partners Investment Advisory
82
Steward Partners Investment Advisory
New York
$299K +$76.8K +4,451 +34%
Eagle Global Advisors
83
Eagle Global Advisors
Texas
$290K +$295K +17,065 New
UAG
84
United Advisor Group
Ohio
$256K +$31.1K +1,803 +14%
GLA
85
Good Life Advisors
Pennsylvania
$253K +$257K +14,892 New
Private Advisor Group
86
Private Advisor Group
New Jersey
$235K +$239K +13,850 New
Jane Street
87
Jane Street
New York
$234K +$56.1K +3,249 +31%
AWM
88
Activest Wealth Management
Florida
$233K – – –
Great Valley Advisor Group
89
Great Valley Advisor Group
Delaware
$223K +$25.9K +1,500 +13%
HB Wealth Management
90
HB Wealth Management
Georgia
$200K – – –
ECG
91
Edge Capital Group
Georgia
$192K – – –
MW
92
Marcum Wealth
Ohio
$192K – – –
Lido Advisors
93
Lido Advisors
California
$173K +$176K +10,169 New
Comerica Bank
94
Comerica Bank
Texas
$156K +$1.93K +112 +1%
SS
95
Sunbelt Securities
Texas
$149K – – –
ECM
96
EMC Capital Management
Texas
$112K -$81.5K -4,722 -36%
Tower Research Capital (TRC)
97
Tower Research Capital (TRC)
New York
$76.8K +$76.6K +4,440 +5,103%
HIA
98
Harbor Investment Advisory
Maryland
$71.4K – – –
Allworth Financial
99
Allworth Financial
California
$42.9K – – –
Citigroup
100
Citigroup
New York
$37.2K +$5.82K +337 +18%