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Carlyle Secured Lending

Name Holding Trade Value Shares
Change
Change in
Stake
IA
76
IFP Advisors
Florida
$124K
ECG
77
Edge Capital Group
Georgia
$116K
LC
78
Lindbrook Capital
California
$114K
BC
79
Barnett & Company
Tennessee
$60K -$37.7K -3,800 -39%
SPIA
80
Steward Partners Investment Advisory
New York
$42K +$4.96K +500 +14%
FIA
81
FNY Investment Advisers
New York
$41K +$39.6K +4,000 New
TWM
82
Tradition Wealth Management
Minnesota
$23K +$22.3K +2,253 New
NFSG
83
Newbridge Financial Services Group
Florida
$21K
TRCT
84
Tower Research Capital (TRC)
New York
$13K +$13K +1,312 New
AWM
85
AllSquare Wealth Management
New York
$12K
Wells Fargo
86
Wells Fargo
California
$11K -$119K -12,020 -91%
SIS
87
Sound Income Strategies
Florida
$7K -$2.56K -258 -29%
ASN
88
Advisory Services Network
Georgia
$7K +$6.3K +636 New
ADL
89
Asset Dedication LLC
California
$1K
RCM
90
Radcliffe Capital Management
Pennsylvania
-$1.19M -133,399 Closed
SSA
91
Schonfeld Strategic Advisors
New York
-$147K -16,500 Closed
KeyBank National Association
92
KeyBank National Association
Ohio
-$126K -14,138 Closed
MGIA
93
Moneta Group Investment Advisors
Missouri
-$118K -13,244 Closed
UAS
94
United Asset Strategies
New York
-$89K -10,000 Closed
SQA
95
Simon Quick Advisors
New Jersey
-$45K -5,057 Closed
QT
96
Quantbot Technologies
New York
-$11K -1,300 Closed
RIA
97
RPG Investment Advisory
California
-$4K -400 Closed
JSC
98
Jackson Square Capital
California
-$1K -90 Closed
Fidelity Investments
99
Fidelity Investments
Massachusetts
+$10 +1 New
AA
100
Ancora Advisors
Ohio
+$50 +5 New