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Carlyle Secured Lending

Name Holding Trade Value Shares
Change
Change in
Stake
CWS
76
Cypress Wealth Services
California
$170K +$166K +11,130 New
LC
77
Lindbrook Capital
California
$169K +$166K +11,133 New
Allianz Asset Management
78
Allianz Asset Management
Germany
$167K – – –
KeyBank National Association
79
KeyBank National Association
Ohio
$155K +$152K +10,173 New
BOS
80
Bingham Osborn & Scarborough
California
$155K +$152K +10,176 New
PEAK6 Investments
81
PEAK6 Investments
Illinois
$146K +$102K +6,794 +243%
Wells Fargo
82
Wells Fargo
California
$117K -$68.5K -4,585 -37%
Simplex Trading
83
Simplex Trading
Illinois
$101K +$99.6K +6,667 New
PNC Financial Services Group
84
PNC Financial Services Group
Pennsylvania
$89K – – –
Synovus Financial
85
Synovus Financial
Georgia
$88K – – –
SignatureFD
86
SignatureFD
Georgia
$83K +$81K +5,417 New
Simon Quick Advisors
87
Simon Quick Advisors
New Jersey
$77.1K +$75.6K +5,057 New
QT
88
Quantamental Technologies
New York
$75K +$11.9K +795 +19%
Whittier Trust
89
Whittier Trust
California
$68K +$66.5K +4,453 New
Tower Research Capital (TRC)
90
Tower Research Capital (TRC)
New York
$33K +$21.6K +1,445 +192%
AWM
91
AllSquare Wealth Management
New York
$26K +$25.4K +1,700 New
CAC
92
Certified Advisory Corp
Florida
$23K +$22.4K +1,500 New
SIS
93
Sound Income Strategies
Florida
$14K – – –
Steward Partners Investment Advisory
94
Steward Partners Investment Advisory
New York
$7K +$7.47K +500 New
RIA
95
Realta Investment Advisors
Delaware
$6K – – –
QCIG
96
Quad-Cities Investment Group
Iowa
$3K – – –
ADL
97
Asset Dedication LLC
California
$2K -$1.87K -125 -50%
Marshall Wace
98
Marshall Wace
United Kingdom
– -$5.59M -386,142 Closed
Sumitomo Mitsui DS Asset Management
99
Sumitomo Mitsui DS Asset Management
Japan
– -$1.52M -104,814 Closed
CIBC Private Wealth Group
100
CIBC Private Wealth Group
Georgia
– -$1.49M -103,044 Closed