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Carlyle Secured Lending

Name Holding Trade Value Shares
Change
Change in
Stake
Truist Financial
76
Truist Financial
North Carolina
$145K +$178K +11,731 New
Allianz Asset Management
77
Allianz Asset Management
Germany
$136K +$166K +10,944 New
SLG
78
Stanley-Laman Group
Pennsylvania
$125K – – –
Westwood Holdings Group
79
Westwood Holdings Group
Texas
$125K +$16.7K +1,100 +12%
LC
80
Lindbrook Capital
California
$104K +$128K +8,423 New
Tower Research Capital (TRC)
81
Tower Research Capital (TRC)
New York
$85K +$103K +6,780 +13,837%
Advisor Group
82
Advisor Group
Arizona
$83K +$94.4K +6,218 +1,413%
PNC Financial Services Group
83
PNC Financial Services Group
Pennsylvania
$73K +$88.8K +5,853 New
Synovus Financial
84
Synovus Financial
Georgia
$54K +$66K +4,352 New
QT
85
Quantamental Technologies
New York
$17K +$20.6K +1,355 New
SIS
86
Sound Income Strategies
Florida
$11K – – –
ADL
87
Asset Dedication LLC
California
$2K – – –
Simplex Trading
88
Simplex Trading
Illinois
$2K +$3.49K +230 New
QCIG
89
Quad-Cities Investment Group
Iowa
$1K +$1.52K +100 New
Cerity Partners
90
Cerity Partners
New York
– -$826K -49,457 Closed
DIM
91
DC Investments Management
Virginia
– -$491K -29,400 Closed
BSG
92
Black Swift Group
Colorado
– -$351K -21,000 Closed
Wolverine Trading
93
Wolverine Trading
Illinois
– -$311K -18,648 Closed
TCW Group
94
TCW Group
California
– -$259K -15,500 Closed
Barclays
95
Barclays
United Kingdom
– -$93K -5,548 Closed
Fidelity Investments
96
Fidelity Investments
Massachusetts
– +$61 +4 +400%