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Carlyle Secured Lending

Name Holding Trade Value Shares
Change
Change in
Stake
RWA
51
Redhawk Wealth Advisors
Minnesota
$632K +$57.9K +3,355 +10%
Commonwealth Equity Services
52
Commonwealth Equity Services
Massachusetts
$627K +$94.3K +5,462 +17%
TCM
53
Triumph Capital Management
Colorado
$626K +$142K +8,256 +30%
Arkadios Wealth Advisors
54
Arkadios Wealth Advisors
Georgia
$613K -$2.67K -155 -0.4%
GCM
55
Greenland Capital Management
New York
$594K +$604K +35,000 New
Glenmede Trust
56
Glenmede Trust
Pennsylvania
$591K -$17.3K -1,000 -3%
Savant Capital
57
Savant Capital
Illinois
$591K +$601K +34,798 New
Franklin Resources
58
Franklin Resources
California
$585K +$585K +33,889 New
KA
59
Kovack Advisors
Florida
$546K -$81.3K -4,708 -13%
KWM
60
Keebeck Wealth Management
Illinois
$541K – – –
Qube Research & Technologies (QRT)
61
Qube Research & Technologies (QRT)
United Kingdom
$530K -$82.7K -4,790 -13%
Rockefeller Capital Management
62
Rockefeller Capital Management
New York
$527K +$25.7K +1,490 +5%
ExodusPoint Capital Management
63
ExodusPoint Capital Management
New York
$526K -$529K -30,666 -50%
Stifel Financial
64
Stifel Financial
Missouri
$514K +$17.9K +1,039 +4%
CG
65
Clarus Group
Texas
$500K – – –
VCA
66
Verdence Capital Advisors
Maryland
$495K – – –
Y-Intercept (HK)
67
Y-Intercept (HK)
Hong Kong
$492K +$501K +29,011 New
Wells Fargo
68
Wells Fargo
California
$490K -$9.85K -571 -2%
Cambridge Investment Research Advisors
69
Cambridge Investment Research Advisors
Iowa
$403K -$216K -12,487 -34%
Grimes & Company
70
Grimes & Company
Massachusetts
$397K +$50.3K +2,912 +14%
Deerfield Management
71
Deerfield Management
New York
$390K +$397K +23,006 New
Fisher Asset Management
72
Fisher Asset Management
Washington
$378K +$384K +22,261 New
JP Morgan Chase
73
JP Morgan Chase
New York
$365K -$916K -53,100 -71%
Northern Trust
74
Northern Trust
Illinois
$357K +$363K +21,039 New
Independent Financial Group
75
Independent Financial Group
California
$350K – – –