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Carlyle Secured Lending

Name Holding Trade Value Shares
Change
Change in
Stake
PFO
51
Pathstone Family Office
New Jersey
$453K -$524K -43,313 -56%
Osaic Holdings
52
Osaic Holdings
Arizona
$439K -$2.23K -184 -0.5%
SGI
53
Summit Global Investments
Utah
$411K +$376K +31,100 New
MW
54
Marcum Wealth
Ohio
$369K +$338K +27,958 New
Stifel Financial
55
Stifel Financial
Missouri
$359K +$16.3K +1,350 +5%
VCA
56
Verdence Capital Advisors
Maryland
$358K
Envestnet Asset Management
57
Envestnet Asset Management
Illinois
$345K +$88.2K +7,290 +39%
Rockefeller Capital Management
58
Rockefeller Capital Management
New York
$341K +$2.17K +179 +0.7%
William Blair & Company
59
William Blair & Company
Illinois
$330K -$181K -15,000 -38%
EGA
60
Eagle Global Advisors
Texas
$294K +$269K +22,280 New
RIG
61
Roosevelt Investment Group
New York
$278K -$8.07K -667 -3%
SCA
62
Stillwater Capital Advisors
Pennsylvania
$277K
QC
63
Quadrature Capital
United Kingdom
$273K -$36.5K -3,015 -13%
AIM
64
Aigen Investment Management
New York
$266K -$23.3K -1,926 -9%
AllianceBernstein
65
AllianceBernstein
Tennessee
$264K -$114K -9,388 -32%
IFG
66
Independent Financial Group
California
$227K -$2.96K -245 -1%
Canada Life
67
Canada Life
Manitoba, Canada
$220K -$72K -5,954 -26%
Acadian Asset Management
68
Acadian Asset Management
Massachusetts
$212K
PP
69
PDT Partners
New York
$205K +$188K +15,535 New
Commonwealth Equity Services
70
Commonwealth Equity Services
Massachusetts
$196K +$7.61K +629 +4%
Creative Planning
71
Creative Planning
Kansas
$166K +$152K +12,560 New
SWP
72
Stratos Wealth Partners
Ohio
$160K -$35.1K -2,900 -19%
Comerica Bank
73
Comerica Bank
Texas
$156K
ECG
74
Edge Capital Group
Georgia
$149K
LC
75
Lindbrook Capital
California
$147K