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Carlyle Secured Lending

Name Holding Trade Value Shares
Change
Change in
Stake
RIG
51
Roosevelt Investment Group
New York
$196K -$9.58K -1,093 -5%
Canada Life
52
Canada Life
Manitoba, Canada
$191K +$10.1K +1,151 +6%
JP Morgan Chase
53
JP Morgan Chase
New York
$172K -$22.8K -2,600 -12%
IFG
54
Independent Financial Group
California
$155K +$23.8K +2,710 +18%
SSA
55
Schonfeld Strategic Advisors
New York
$147K +$145K +16,500 New
TI
56
Trexquant Investment
Connecticut
$140K +$138K +15,710 New
Rockefeller Capital Management
57
Rockefeller Capital Management
New York
$135K +$39.3K +4,480 +42%
SWP
58
Stratos Wealth Partners
Ohio
$134K +$132K +15,000 New
KeyBank National Association
59
KeyBank National Association
Ohio
$126K
MGIA
60
Moneta Group Investment Advisors
Missouri
$118K -$509 -58 -0.4%
Commonwealth Equity Services
61
Commonwealth Equity Services
Massachusetts
$117K +$12.8K +1,461 +12%
Wells Fargo
62
Wells Fargo
California
$117K +$31.9K +3,633 +38%
VF
63
Virtu Financial
New York
$113K +$111K +12,715 New
IA
64
IFP Advisors
Florida
$108K
ECG
65
Edge Capital Group
Georgia
$101K
LC
66
Lindbrook Capital
California
$99K
GCP
67
GSA Capital Partners
United Kingdom
$99K +$97.3K +11,100 New
UAS
68
United Asset Strategies
New York
$89K +$87.7K +10,000 New
BC
69
Barnett & Company
Tennessee
$86K -$9.86K -1,124 -10%
SQA
70
Simon Quick Advisors
New Jersey
$45K
SPIA
71
Steward Partners Investment Advisory
New York
$32K +$31.2K +3,558 New
NFSG
72
Newbridge Financial Services Group
Florida
$18K +$17.5K +2,000 New
AWM
73
AllSquare Wealth Management
New York
$11K
QT
74
Quantbot Technologies
New York
$11K +$11.4K +1,300 New
SIS
75
Sound Income Strategies
Florida
$8K