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Carlyle Secured Lending

Name Holding Trade Value Shares
Change
Change in
Stake
NCM
26
Novare Capital Management
North Carolina
$2.56M +$137K +9,970 +5%
GF
27
Gries Financial
Ohio
$2.35M -$130K -9,485 -5%
CCM
28
Condor Capital Management
New Jersey
$2.29M +$102K +7,445 +4%
Raymond James Financial
29
Raymond James Financial
Florida
$2.19M -$30K -2,188 -1%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$2.09M -$1.36M -98,801 -37%
HWAM
31
Hennion & Walsh Asset Management
New Jersey
$2.09M +$700K +50,970 +44%
EFG
32
Ethos Financial Group
Pennsylvania
$2.07M -$115K -8,397 -5%
Kovitz Investment Group Partners
33
Kovitz Investment Group Partners
Illinois
$1.9M +$2.08M +151,749 New
Summit Trail Advisors
34
Summit Trail Advisors
New York
$1.88M – – –
Marshall Wace
35
Marshall Wace
United Kingdom
$1.76M +$1.93M +140,736 New
Y-Intercept (HK)
36
Y-Intercept (HK)
Hong Kong
$1.59M -$730K -53,145 -29%
DA
37
Doliver Advisors
Texas
$1.53M – – –
Ameriprise
38
Ameriprise
Minnesota
$1.49M -$988K -71,974 -38%
DA
39
Denali Advisors
California
$1.39M -$291K -21,222 -16%
Brevan Howard Capital Management
40
Brevan Howard Capital Management
Jersey
$1.36M +$1.35M +98,044 +926%
LPL Financial
41
LPL Financial
California
$1.31M +$195K +14,213 +16%
Connor, Clark & Lunn Investment Management (CC&L)
42
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$1.26M +$1.39M +100,936 New
Universal-Beteiligungs- und Servicegesellschaft
43
Universal-Beteiligungs- und Servicegesellschaft
Germany
$1.25M -$32.9K -2,400 -2%
Comerica Bank
44
Comerica Bank
Texas
$1.24M +$146K +10,632 +12%
BFWM
45
Bright Futures Wealth Management
New York
$1.21M +$1.32M +96,474 New
NW
46
Naviter Wealth
Arkansas
$1.17M -$7.7K -561 -0.6%
Canada Life
47
Canada Life
Manitoba, Canada
$1.14M +$582K +42,420 +92%
Millennium Management
48
Millennium Management
New York
$1.14M +$1.25M +91,252 New
Global Retirement Partners
49
Global Retirement Partners
California
$1.11M +$102K +7,455 +9%
Lido Advisors
50
Lido Advisors
California
$1.1M +$453K +33,032 +63%