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Carlyle Secured Lending

Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
26
HighTower Advisors
Illinois
$1.35M +$23.7K +1,373 +2%
Pathstone Holdings
27
Pathstone Holdings
New Jersey
$1.31M +$22.3K +1,291 +2%
Osaic Holdings
28
Osaic Holdings
Arizona
$1.3M -$38.4K -2,224 -3%
PCC
29
Park Circle Company
Maryland
$1.28M – – –
Trexquant Investment
30
Trexquant Investment
Connecticut
$1.25M +$244K +14,120 +25%
Truist Financial
31
Truist Financial
North Carolina
$1.16M – – –
Macquarie Group
32
Macquarie Group
Australia
$1.16M – – –
BFWM
33
Bright Futures Wealth Management
New York
$1.12M -$13.1K -758 -1%
LPL Financial
34
LPL Financial
California
$1.11M -$10.6K -616 -1%
BCM
35
BluePointe Capital Management
California
$1.08M +$6.75K +391 +0.7%
Envestnet Asset Management
36
Envestnet Asset Management
Illinois
$924K +$138 +8 +0%
Global Retirement Partners
37
Global Retirement Partners
California
$898K +$29K +1,679 +3%
US Bancorp
38
US Bancorp
Minnesota
$897K – – –
GA
39
GFS Advisors
Texas
$891K +$858K +49,700 New
Rockefeller Capital Management
40
Rockefeller Capital Management
New York
$860K +$292K +16,930 +55%
VEA
41
Virtus ETF Advisers
New York
$856K +$152K +8,828 +23%
Cetera Investment Advisers
42
Cetera Investment Advisers
Illinois
$813K -$55.9K -3,240 -7%
Northeast Financial Consultants
43
Northeast Financial Consultants
Connecticut
$767K – – –
Janney Montgomery Scott
44
Janney Montgomery Scott
Pennsylvania
$762K -$40.6K -2,353 -5%
FineMark National Bank & Trust
45
FineMark National Bank & Trust
Florida
$746K – – –
Stifel Financial
46
Stifel Financial
Missouri
$733K +$183K +10,635 +35%
Connor, Clark & Lunn Investment Management (CC&L)
47
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$717K +$690K +39,976 New
TCM
48
Triumph Capital Management
Colorado
$710K +$63.9K +3,705 +10%
RWA
49
Redhawk Wealth Advisors
Minnesota
$706K +$36.9K +2,139 +6%
Canada Life
50
Canada Life
Manitoba, Canada
$668K -$40.4K -2,340 -6%