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Carlyle Group

Name Holding Trade Value Shares
Change
Change in
Stake
NCCM
126
Nine Chapters Capital Management
New Jersey
-$956K -27,200 Closed
LCM
127
Levitt Capital Management
Florida
-$889K -25,313 Closed
USGIU
128
U.S. Global Investors (USGI)
Texas
-$597K -17,000 Closed
HighTower Advisors
129
HighTower Advisors
Illinois
-$541K -15,391 Closed
SG Americas Securities
130
SG Americas Securities
New York
-$506K -14,400 Closed
American Century Companies
131
American Century Companies
Missouri
-$489K -13,927 Closed
JG
132
Jefferies Group
New York
-$348K -9,900 Closed
QI
133
Quotient Investors
New York
-$257K -7,300 Closed
YMRC
134
Yorktown Management & Research Company
Virginia
-$200K -5,700 Closed
TI
135
Turner Investments
Pennsylvania
-$32K -900 Closed