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Carlyle Group
CG

168 hedge funds and large institutions have $1.01B invested in Carlyle Group in 2018 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 57 increasing their positions, 45 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

178% more call options, than puts

Call options by funds: $16.3M | Put options by funds: $5.86M

44% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 18

27% more repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 45

15% more capital invested

Capital invested by funds: $880M → $1.01B (+$134M)

4% more funds holding

Funds holding: 161 → 168 (+7)

3.4% more ownership

Funds ownership: 40.73% → 44.13% (+3.4%)

50% less funds holding in top 10

Funds holding in top 10: 4 → 2 (-2)

Holders
168
Holders Change
+7
Holders Change %
+4.35%
% of All Funds
3.84%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.05%
New
26
Increased
57
Reduced
45
Closed
18
Calls
$16.3M
Puts
$5.86M
Net Calls
+$10.4M
Net Calls Change
+$7.86M

Top Buyers

1
Marshall Wace
Marshall Wace
United Kingdom
+$19.2M
2
Morgan Stanley
Morgan Stanley
New York
+$14.6M
3
AAMU
Amundi Asset Management US
Massachusetts
+$10.1M
4
AIM
Artemis Investment Management
United Kingdom
+$8.79M
5
Jane Street
Jane Street
New York
+$8.13M

Top Sellers

1
Wells Fargo
Wells Fargo
California
-$5.24M
2
CFM
Coronation Fund Managers
South Africa
-$3.71M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$3.3M
4
IG
ING Group
Netherlands
-$2.96M
5
JIR
James Investment Research
Ohio
-$2.21M
Name Holding Trade Value Shares
Change 		Change in
Stake
Ameriprise
76
Ameriprise
Minnesota
$747K +$67.4K +2,865 +9%
CM
77
Caption Management
Oklahoma
$731K +$762K +32,400 New
EGA
78
E&G Advisors
Texas
$699K +$94.1K +4,000 +15%
Janney Montgomery Scott
79
Janney Montgomery Scott
Pennsylvania
$690K +$49K +2,085 +7%
PFS
80
Prospera Financial Services
Texas
$666K +$61.5K +2,615 +9%
SPIA
81
Steward Partners Investment Advisory
New York
$662K +$11.3K +481 +2%
Creative Planning
82
Creative Planning
Kansas
$593K -$84.6K -3,598 -12%
MWNA
83
Marshall Wace North America
New York
$581K -$938K -39,875 -61%
AAM
84
Advisors Asset Management
Colorado
$575K -$9.88K -420 -2%
PAWC
85
P.A.W. Capital
Connecticut
$564K – – –
Rockefeller Capital Management
86
Rockefeller Capital Management
New York
$564K – – –
BAS
87
Brown Advisory Securities
Maryland
$554K – – –
HSBC Holdings
88
HSBC Holdings
United Kingdom
$494K – – –
Simplex Trading
89
Simplex Trading
Illinois
$483K +$505K +21,453 New
SOAMC
90
Spirit of America Management Corp
New York
$472K – – –
ACM
91
Ashford Capital Management
Delaware
$456K -$11.8K -500 -2%
IA
92
IFP Advisors
Florida
$418K +$295K +12,539 +209%
Brown Advisory
93
Brown Advisory
Maryland
$413K -$56.4K -2,400 -12%
BWP
94
Baldwin Wealth Partners
Massachusetts
$397K – – –
CAN
95
Cetera Advisor Networks
California
$367K +$382K +16,240 New
Commonwealth Equity Services
96
Commonwealth Equity Services
Massachusetts
$348K +$14.5K +618 +4%
GBA
97
Garrison Bradford & Associates
New York
$342K +$35.3K +1,500 +11%
CAM
98
Carret Asset Management
New York
$336K – – –
SCCM
99
Schafer Cullen Capital Management
New York
$320K – – –
Canada Life
100
Canada Life
Manitoba, Canada
$316K +$18.1K +770 +6%
2 3
4
5 6

CG Hedge Fund Activity: Q3 2018 in Review

168 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Carlyle Group (CG) for Q3 2018, worth a combined $1.01B — up 15% from $880M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new CG positions and 18 closed out — a net gain of 8 holders — while 57 added to existing stakes and 45 trimmed.

The largest buyer was Marshall Wace, opening a new position worth an estimated $19.2M. The largest seller was Wells Fargo, cutting an estimated $5.24M.

  • 168 institutional investors held Carlyle Group (CG) as of Q3 2018, up from 161 in Q2 2018.
  • Funds reported $1.01B of Carlyle Group stock for Q3 2018, up 15% quarter-over-quarter.
  • 26 funds opened new Carlyle Group positions in Q3 2018 and 18 closed out, a net change of +8 holders.
  • The largest Carlyle Group buyer in Q3 2018 was Marshall Wace, an estimated $19.2M added.
  • The largest Carlyle Group seller in Q3 2018 was Wells Fargo, an estimated $5.24M sold.

Based on aggregated 13F filings for Q3 2018.