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Carlyle Group

120 hedge funds and large institutions have $555M invested in Carlyle Group in 2016 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 42 increasing their positions, 36 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 36

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

8% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 13

2% less funds holding

Funds holding: 122120 (-2)

8% less capital invested

Capital invested by funds: $604M → $555M (-$48.7M)

29% less call options, than puts

Call options by funds: $3.53M | Put options by funds: $4.94M

Holders
120
Holders Change
-2
Holders Change %
-1.64%
% of All Funds
3.2%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
12
Increased
42
Reduced
36
Closed
13
Calls
$3.53M
Puts
$4.94M
Net Calls
-$1.41M
Net Calls Change
-$4.48M
Name Holding Trade Value Shares
Change
Change in
Stake
William Blair & Company
76
William Blair & Company
Illinois
$199K -$10.5K -650 -5%
HighTower Advisors
77
HighTower Advisors
Illinois
$198K +$38.9K +2,410 +23%
PC
78
Palo Capital
California
$191K +$18.5K +1,150 +10%
HCM
79
Hollencrest Capital Management
California
$191K +$198K +12,253 New
NSIM
80
North Star Investment Management
Illinois
$190K +$17.7K +1,100 +10%
GBA
81
Garrison Bradford & Associates
New York
$177K -$32.3K -2,000 -15%
FRM
82
Fox Run Management
Connecticut
$174K +$181K +11,200 New
Cambridge Investment Research Advisors
83
Cambridge Investment Research Advisors
Iowa
$172K +$1.53K +95 +0.9%
First Manhattan
84
First Manhattan
New York
$168K +$163K +10,130 +1,447%
BWP
85
Baldwin Wealth Partners
Massachusetts
$163K +$96.8K +6,000 +133%
BMO
86
Beck Mack & Oliver
New York
$156K
CAM
87
Carret Asset Management
New York
$156K
TCM
88
Trafelet Capital Management
New York
$156K
LTFS
89
Ladenburg Thalmann Financial Services
Florida
$126K +$2.68K +166 +2%
SSB
90
Sandy Spring Bank
Maryland
$102K
WA
91
WFG Advisors
Texas
$62K +$64.5K +4,000 New
AG
92
Advisor Group
Arizona
$57K
MFS
93
MSI Financial Services
Massachusetts
$50K +$17.9K +1,110 +52%
IA
94
IFP Advisors
Florida
$49K +$806 +50 +2%
SF
95
Synovus Financial
Georgia
$48K +$32.3K +2,000 +181%
ASN
96
Advisory Services Network
Georgia
$43K -$165K -10,237 -79%
HCM
97
Highlander Capital Management
New Jersey
$39K -$4.84K -300 -11%
CHP
98
Cable Hill Partners
Oregon
$39K +$40.3K +2,500 New
Manulife (Manufacturers Life Insurance)
99
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$38K +$5.79K +359 +17%
Simplex Trading
100
Simplex Trading
Illinois
$36K -$59.8K -3,710 -62%

CG Hedge Fund Activity: Q3 2016 in Review

120 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Carlyle Group (CG) for Q3 2016, worth a combined $555M — down 8.1% from $604M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of CG and 12 opened new positions — a net loss of 1 holder — while 36 trimmed existing stakes and 42 added.

The largest buyer was Skandinaviska Enskilda Banken (SEB), adding an estimated $9.29M. The largest seller was Okumus Fund Management, cutting an estimated $17.9M.

  • 120 institutional investors held Carlyle Group (CG) as of Q3 2016, down from 122 in Q2 2016.
  • Funds reported $555M of Carlyle Group stock for Q3 2016, down 8.1% quarter-over-quarter.
  • 12 funds opened new Carlyle Group positions in Q3 2016 and 13 closed out, a net change of -1 holder.
  • The largest Carlyle Group buyer in Q3 2016 was Skandinaviska Enskilda Banken (SEB), an estimated $9.29M added.
  • The largest Carlyle Group seller in Q3 2016 was Okumus Fund Management, an estimated $17.9M sold.

Based on aggregated 13F filings for Q3 2016.