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Carlyle Group
CG

169 hedge funds and large institutions have $934M invested in Carlyle Group in 2017 Q4 according to their latest regulatory filings, with 32 funds opening new positions, 62 increasing their positions, 45 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

146% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 13

38% more repeat investments, than reductions

Existing positions increased: 62 | Existing positions reduced: 45

11% more funds holding

Funds holding: 152 → 169 (+17)

1% more capital invested

Capital invested by funds: $925M → $934M (+$9.18M)

0.87% more ownership

Funds ownership: 40.87% → 41.73% (+0.87%)

10% less call options, than puts

Call options by funds: $5.26M | Put options by funds: $5.87M

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
169
Holders Change
+17
Holders Change %
+11.18%
% of All Funds
3.83%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
32
Increased
62
Reduced
45
Closed
13
Calls
$5.26M
Puts
$5.87M
Net Calls
-$610K
Net Calls Change
-$3.25M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$49.8M
2
Alkeon Capital Management
Alkeon Capital Management
New York
+$16.9M
3
AU
Algebris (UK)
United Kingdom
+$15.2M
4
MWNA
Marshall Wace North America
New York
+$14.8M
5
Deutsche Bank
Deutsche Bank
Germany
+$13.8M

Top Sellers

1
BAMCO Inc
BAMCO Inc
New York
-$53.8M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$9.96M
3
HC
Hawkins Capital
Texas
-$7.44M
4
Skandinaviska Enskilda Banken (SEB)
Skandinaviska Enskilda Banken (SEB)
Sweden
-$5.45M
5
UBS Group
UBS Group
Switzerland
-$5.36M
Name Holding Trade Value Shares
Change 		Change in
Stake
RJA
51
Raymond James & Associates
Florida
$2.17M -$4.44M -198,722 -68%
HC
52
Hawkins Capital
Texas
$2.04M -$7.44M -332,699 -79%
CBA
53
Coastal Bridge Advisors
Connecticut
$1.98M +$197K +8,826 +12%
GCM
54
Gator Capital Management
Florida
$1.84M +$1.8M +80,369 New
SC
55
Slow Capital
California
$1.82M +$1.77M +79,381 New
Stifel Financial
56
Stifel Financial
Missouri
$1.78M +$302K +13,496 +21%
AAM
57
Augustine Asset Management
Florida
$1.71M +$3.78K +169 +0.2%
TYCC
58
Texas Yale Capital Corp
Florida
$1.69M – – –
Allianz Asset Management
59
Allianz Asset Management
Germany
$1.67M -$28.5K -1,275 -2%
Balyasny Asset Management
60
Balyasny Asset Management
Illinois
$1.67M +$1.63M +72,820 New
Geode Capital Management
61
Geode Capital Management
Massachusetts
$1.44M +$95.5K +4,272 +7%
LPL Financial
62
LPL Financial
California
$1.42M -$15.3K -684 -1%
Susquehanna International Group
63
Susquehanna International Group
Pennsylvania
$1.37M +$340K +15,202 +34%
LMIM
64
Lockheed Martin Investment Management
Maryland
$1.24M – – –
RJFSA
65
Raymond James Financial Services Advisors
Florida
$1.21M +$118K +5,267 +11%
Bank of New York Mellon
66
Bank of New York Mellon
New York
$1.13M +$22 +1 +0%
WT
67
Whittier Trust
California
$1.12M +$17.7K +791 +2%
JIR
68
James Investment Research
Ohio
$1.04M +$140K +6,280 +16%
Bessemer Group
69
Bessemer Group
New Jersey
$980K +$5.59K +250 +0.6%
IC
70
Iconiq Capital
California
$954K – – –
Barclays
71
Barclays
United Kingdom
$908K -$238K -10,645 -21%
M&T Bank
72
M&T Bank
New York
$889K +$93.9K +4,200 +12%
HSBC Holdings
73
HSBC Holdings
United Kingdom
$836K +$161K +7,200 +25%
PA
74
Pinnacle Associates
New York
$811K +$4.47K +200 +0.6%
Ameriprise
75
Ameriprise
Minnesota
$778K -$246K -10,997 -24%
1 2
3
4 5

CG Hedge Fund Activity: Q4 2017 in Review

169 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Carlyle Group (CG) for Q4 2017, worth a combined $934M — up 0.99% from $925M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new CG positions and 13 closed out — a net gain of 19 holders — while 62 added to existing stakes and 45 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $49.8M. The largest seller was BAMCO Inc, cutting an estimated $53.8M.

  • 169 institutional investors held Carlyle Group (CG) as of Q4 2017, up from 152 in Q3 2017.
  • Funds reported $934M of Carlyle Group stock for Q4 2017, up 0.99% quarter-over-quarter.
  • 32 funds opened new Carlyle Group positions in Q4 2017 and 13 closed out, a net change of +19 holders.
  • The largest Carlyle Group buyer in Q4 2017 was Morgan Stanley, an estimated $49.8M added.
  • The largest Carlyle Group seller in Q4 2017 was BAMCO Inc, an estimated $53.8M sold.

Based on aggregated 13F filings for Q4 2017.