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Carlyle Group

120 hedge funds and large institutions have $555M invested in Carlyle Group in 2016 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 42 increasing their positions, 36 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 36

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

8% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 13

2% less funds holding

Funds holding: 122120 (-2)

8% less capital invested

Capital invested by funds: $604M → $555M (-$48.7M)

29% less call options, than puts

Call options by funds: $3.53M | Put options by funds: $4.94M

Holders
120
Holders Change
-2
Holders Change %
-1.64%
% of All Funds
3.2%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
12
Increased
42
Reduced
36
Closed
13
Calls
$3.53M
Puts
$4.94M
Net Calls
-$1.41M
Net Calls Change
-$4.48M
Name Holding Trade Value Shares
Change
Change in
Stake
Stifel Financial
51
Stifel Financial
Missouri
$684K -$80.6K -4,996 -10%
RJA
52
Raymond James & Associates
Florida
$660K +$56.8K +3,521 +9%
Bank of New York Mellon
53
Bank of New York Mellon
New York
$633K +$31.8K +1,972 +5%
WT
54
Whittier Trust
California
$611K +$1.31K +81 +0.2%
ANI
55
American National Insurance
Texas
$575K
Citadel Advisors
56
Citadel Advisors
Florida
$571K +$591K +36,645 New
PI
57
PineBridge Investments
New York
$533K -$21.8K -1,350 -4%
Geode Capital Management
58
Geode Capital Management
Massachusetts
$517K +$3.34K +207 +0.6%
Wolverine Trading
59
Wolverine Trading
Illinois
$447K +$111K +6,881 +31%
Barclays
60
Barclays
United Kingdom
$423K +$64K +3,966 +17%
Creative Planning
61
Creative Planning
Kansas
$383K
Ameriprise
62
Ameriprise
Minnesota
$380K -$180K -11,161 -31%
SCM
63
Sterling Capital Management
North Carolina
$366K -$38.7K -2,400 -9%
M&T Bank
64
M&T Bank
New York
$360K -$26.4K -1,639 -7%
FWM
65
Focused Wealth Management
New York
$358K -$5.05K -313 -1%
BRWA
66
B. Riley Wealth Advisors
Florida
$316K +$60.2K +3,736 +23%
KIA
67
KCM Investment Advisors
California
$307K -$158K -9,800 -33%
Neuberger Berman Group
68
Neuberger Berman Group
New York
$297K +$64.5K +4,000 +27%
Janney Montgomery Scott
69
Janney Montgomery Scott
Pennsylvania
$293K +$303K +18,790 New
V
70
Veritable
Delaware
$244K
IC
71
Iconiq Capital
California
$242K
Brown Advisory
72
Brown Advisory
Maryland
$237K
ACM
73
Ashford Capital Management
Delaware
$235K
EP
74
Elkhorn Partners
Nebraska
$226K
CAN
75
Cetera Advisor Networks
California
$218K +$56.7K +3,519 +34%

CG Hedge Fund Activity: Q3 2016 in Review

120 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Carlyle Group (CG) for Q3 2016, worth a combined $555M — down 8.1% from $604M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of CG and 12 opened new positions — a net loss of 1 holder — while 36 trimmed existing stakes and 42 added.

The largest buyer was Skandinaviska Enskilda Banken (SEB), adding an estimated $9.29M. The largest seller was Okumus Fund Management, cutting an estimated $17.9M.

  • 120 institutional investors held Carlyle Group (CG) as of Q3 2016, down from 122 in Q2 2016.
  • Funds reported $555M of Carlyle Group stock for Q3 2016, down 8.1% quarter-over-quarter.
  • 12 funds opened new Carlyle Group positions in Q3 2016 and 13 closed out, a net change of -1 holder.
  • The largest Carlyle Group buyer in Q3 2016 was Skandinaviska Enskilda Banken (SEB), an estimated $9.29M added.
  • The largest Carlyle Group seller in Q3 2016 was Okumus Fund Management, an estimated $17.9M sold.

Based on aggregated 13F filings for Q3 2016.